State Codes and Statutes
Statutes > Vermont > Title-09a > Article-8
§ 101 - Short title
§ 102 - Definitions
§ 103 - Rules for determining whether certain obligations and interests are securities or financial assets
§ 104 - Acquisition of security or financial asset or interest therein
§ 105 - Notice of adverse claim
§ 106 - Control
§ 107 - Whether indorsement, instruction, or entitlement order is effective
§ 108 - Warranties in direct holding
§ 109 - Warranties in indirect holding
§ 110 - Applicability; choice of law
§ 111 - Clearing corporation rules
§ 112 - Creditor's legal process
§ 113 - Statute of frauds inapplicable
§ 114 - Evidentiary rules concerning certificated securities
§ 115 - Securities intermediary and others not liable to adverse claimant
§ 116 - Securities intermediary as purchaser for value
§ 201 - Issuer
§ 202 - Issuer's responsibility and defenses; notice of defect or defense
§ 203 - Staleness as notice of defect or defense
§ 204 - Effect of issuer's restriction on transfer
§ 205 - Effect of unauthorized signature on security certificate
§ 206 - Completion or alteration of security certificate
§ 207 - Rights and duties of issuer with respect to registered owners
§ 208 - Effect of signature of authenticating trustee, registrar, or transfer agent
§ 209 - Issuer's lien
§ 210 - Overissue
§ 301 - Delivery
§ 302 - Rights of purchaser
§ 303 - Protected purchaser
§ 304 - Indorsement
§ 305 - Instruction
§ 306 - Effect of guaranteeing signature, indorsement, or instruction
§ 307 - Purchaser's right to requisites for registration of transfer
§ 401 - Duty of issuer to register transfer
§ 402 - Assurance that indorsement or instruction is effective
§ 403 - Demand that issuer not register transfer
§ 404 - Wrongful registration
§ 405 - Replacement of lost, destroyed, or wrongfully taken security certificate
§ 406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
§ 407 - Authenticating trustee, transfer agent, and registrar
§ 501 - Securities account; acquisition of security entitlement from securities intermediary
§ 502 - Assertion of adverse claim against entitlement holder
§ 503 - Property interest of entitlement holder in financial asset held by securities intermediary
§ 504 - Duty of securities intermediary to maintain financial asset
§ 505 - Duty of securities intermediary with respect to payments and distributions
§ 506 - Duty of securities intermediary to exercise rights as directed by entitlement holder
§ 507 - Duty of securities intermediary to comply with entitlement order
§ 508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding
§ 509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise
§ 510 - Rights of purchaser of security entitlement from entitlement holder
§ 511 - Priority among security interests and entitlement holders
State Codes and Statutes
Statutes > Vermont > Title-09a > Article-8
§ 101 - Short title
§ 102 - Definitions
§ 103 - Rules for determining whether certain obligations and interests are securities or financial assets
§ 104 - Acquisition of security or financial asset or interest therein
§ 105 - Notice of adverse claim
§ 106 - Control
§ 107 - Whether indorsement, instruction, or entitlement order is effective
§ 108 - Warranties in direct holding
§ 109 - Warranties in indirect holding
§ 110 - Applicability; choice of law
§ 111 - Clearing corporation rules
§ 112 - Creditor's legal process
§ 113 - Statute of frauds inapplicable
§ 114 - Evidentiary rules concerning certificated securities
§ 115 - Securities intermediary and others not liable to adverse claimant
§ 116 - Securities intermediary as purchaser for value
§ 201 - Issuer
§ 202 - Issuer's responsibility and defenses; notice of defect or defense
§ 203 - Staleness as notice of defect or defense
§ 204 - Effect of issuer's restriction on transfer
§ 205 - Effect of unauthorized signature on security certificate
§ 206 - Completion or alteration of security certificate
§ 207 - Rights and duties of issuer with respect to registered owners
§ 208 - Effect of signature of authenticating trustee, registrar, or transfer agent
§ 209 - Issuer's lien
§ 210 - Overissue
§ 301 - Delivery
§ 302 - Rights of purchaser
§ 303 - Protected purchaser
§ 304 - Indorsement
§ 305 - Instruction
§ 306 - Effect of guaranteeing signature, indorsement, or instruction
§ 307 - Purchaser's right to requisites for registration of transfer
§ 401 - Duty of issuer to register transfer
§ 402 - Assurance that indorsement or instruction is effective
§ 403 - Demand that issuer not register transfer
§ 404 - Wrongful registration
§ 405 - Replacement of lost, destroyed, or wrongfully taken security certificate
§ 406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
§ 407 - Authenticating trustee, transfer agent, and registrar
§ 501 - Securities account; acquisition of security entitlement from securities intermediary
§ 502 - Assertion of adverse claim against entitlement holder
§ 503 - Property interest of entitlement holder in financial asset held by securities intermediary
§ 504 - Duty of securities intermediary to maintain financial asset
§ 505 - Duty of securities intermediary with respect to payments and distributions
§ 506 - Duty of securities intermediary to exercise rights as directed by entitlement holder
§ 507 - Duty of securities intermediary to comply with entitlement order
§ 508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding
§ 509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise
§ 510 - Rights of purchaser of security entitlement from entitlement holder
§ 511 - Priority among security interests and entitlement holders
State Codes and Statutes
Statutes >
Vermont >
Title-09a >
Article-8§ 101 - Short title§ 102 - Definitions§ 103 - Rules for determining whether certain obligations and interests are securities or financial assets§ 104 - Acquisition of security or financial asset or interest therein§ 105 - Notice of adverse claim§ 106 - Control§ 107 - Whether indorsement, instruction, or entitlement order is effective§ 108 - Warranties in direct holding§ 109 - Warranties in indirect holding§ 110 - Applicability; choice of law§ 111 - Clearing corporation rules§ 112 - Creditor's legal process§ 113 - Statute of frauds inapplicable§ 114 - Evidentiary rules concerning certificated securities§ 115 - Securities intermediary and others not liable to adverse claimant§ 116 - Securities intermediary as purchaser for value§ 201 - Issuer§ 202 - Issuer's responsibility and defenses; notice of defect or defense§ 203 - Staleness as notice of defect or defense§ 204 - Effect of issuer's restriction on transfer§ 205 - Effect of unauthorized signature on security certificate§ 206 - Completion or alteration of security certificate§ 207 - Rights and duties of issuer with respect to registered owners§ 208 - Effect of signature of authenticating trustee, registrar, or transfer agent§ 209 - Issuer's lien§ 210 - Overissue§ 301 - Delivery§ 302 - Rights of purchaser§ 303 - Protected purchaser§ 304 - Indorsement§ 305 - Instruction§ 306 - Effect of guaranteeing signature, indorsement, or instruction§ 307 - Purchaser's right to requisites for registration of transfer§ 401 - Duty of issuer to register transfer§ 402 - Assurance that indorsement or instruction is effective§ 403 - Demand that issuer not register transfer§ 404 - Wrongful registration§ 405 - Replacement of lost, destroyed, or wrongfully taken security certificate§ 406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate§ 407 - Authenticating trustee, transfer agent, and registrar§ 501 - Securities account; acquisition of security entitlement from securities intermediary§ 502 - Assertion of adverse claim against entitlement holder§ 503 - Property interest of entitlement holder in financial asset held by securities intermediary§ 504 - Duty of securities intermediary to maintain financial asset§ 505 - Duty of securities intermediary with respect to payments and distributions§ 506 - Duty of securities intermediary to exercise rights as directed by entitlement holder§ 507 - Duty of securities intermediary to comply with entitlement order§ 508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding§ 509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise § 510 - Rights of purchaser of security entitlement from entitlement holder§ 511 - Priority among security interests and entitlement holders
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