State Codes and Statutes
Statutes > Virginia > Title-13-1 > Chapter-513.1-501 - Definitions.
13.1-502 - Unlawful offers and sales.
13.1-503 - Unlawful advice.
13.1-504 - Registration.
13.1-504.1 - Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required.
13.1-504.2 - Broker-dealer services provided by credit unions; when registration not required.
13.1-505 - Procedure for registration.
13.1-505.1 - Post-registration provisions.
13.1-506 - Revocation of registration.
13.1-507 - Registration requirement; exemptions.
13.1-508 - Registration by notification.
13.1-509 - Registration by coordination.
13.1-510 - Registration by qualification.
13.1-511 - Effectiveness and reports.
13.1-512 - Description unavailable
13.1-513 - Stop orders.
13.1-514 - Exemptions.
13.1-514.1 - Exemption of certain securities by order of Commission.
13.1-514.2 - Primacy of Virginia law to be maintained.
13.1-515 - Advertising.
13.1-516 - Misleading filings.
13.1-517 - Consent to service of process.
13.1-518 - Investigations; confidentiality of information and documents.
13.1-518.1 - Broker-dealers and investment advisors to file certain reports with Commission.
13.1-519 - Injunctions.
13.1-520 - Crimes.
13.1-520.1 - Commission may transmit record or complaint to locality where violation occurred.
13.1-521 - Violations punishable by the Commission.
13.1-522 - Civil liabilities.
13.1-523 - Rules and forms.
13.1-523.1 - Commission authority to regulate securities and investment advisory activities.
13.1-524 - Certain records of Commission available to public; admissibility of copies; destruction.
13.1-525 - Official interpretations.
13.1-525.1 - Fees to cover expense of regulation.
13.1-526 - Transition.
13.1-527 - Short title.
13.1-527.01 - Severability clause.
13.1-527.1 - Division created; duties.
13.1-527.2 - Attorneys, employees and consultants.
13.1-527.3 - Commission to provide technical assistance.
