Page 1 of 2
6.821 Statements of expenditures -- Penalties.
(1) With the updated registration statement required by KRS 6.807(3), each legislative
agent, or representative of an organized association, coalition, or public interest <br>entity, and each employer shall file a statement of expenditures as provided in <br>subsections (2), (3), and (4) of this section. A representative of an organized <br>association, coalition, or public interest entity shall identify the source of the entity <br>or association's funds and financial resources. A legislative agent shall file a <br>separate statement of expenditures for each employer engaging him.
(2) If an employer or any legislative agent whom he engaged made expenditures, either
separately or in combination with each other, either directly or indirectly, for food <br>and beverages consumed on the premises on behalf of any particular member of the <br>General Assembly or his immediate family, the employer or legislative agent shall <br>also state the following: <br>(a) The name of the legislator or member of his immediate family on whose
behalf the expenditures were made;
(b) The total amount of the expenditures made; <br>(c) A brief description of the expenditures made; and <br>(d) The approximate date the expenditures were made.
(3) In addition to the information required by subsection (2) of this section, a statement
filed by a legislative agent shall show: <br>(a) The total amount of lobbying expenditures made by the legislative agent
during the reporting period covered by the statement, whether or not <br>reimbursed by the employer; and
(b) Cumulative amounts, except personal expenses, expended by the legislative
agent for food, beverages, lodging, transportation, entertainment, and other <br>expenses directly associated with the legislative agent's lobbying activities <br>during the reporting period.
(4) (a) In addition to the information required by subsection (2) of this section, a
statement filed by an employer shall list: <br>1.
The total amount of lobbying related expenditures made by the employer <br>filing the statement during the period covered by the statement;
2.
A complete and itemized account of all amounts expended for <br>receptions or other events held under subsection (5) of this section, <br>including the date and location of the event and the name of the group of <br>public servants invited to the event;
3.
A complete and itemized account of all other amounts expended for <br>lobbying, including food and lodging expenses and reimbursements, and <br>not including personal expenses incurred by an employer or a legislative <br>agent; and
4.
The cumulative compensation paid to legislative agents, prorated to <br>reflect the time the legislative agents were engaged in lobbying during <br>the period covered by the statement.
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(b) No employer is required to show any expenditure on a statement filed under
this subsection if the expenditure is reported on a statement filed under <br>subsection (2) of this section by a legislative agent engaged by the employer.
(5) (a) Any statement required to be filed under this section shall be filed at the times
specified in KRS 6.807. Each statement shall cover expenditures made during <br>the period that ended on the last day of the month immediately preceding the <br>month in which the statement is required to be filed.
(b) No portion of the amount of an expenditure for a dinner, party, or other
function sponsored by an employer or legislative agent shall be attributed to, <br>or counted toward the amount for a calendar year if the event qualifies under <br>KRS 6.611(2)(b)8., 11., or 12.
(c) The amount spent for a function described in paragraph (b) of this subsection
shall be added with other expenditures to determine the total amount of <br>expenditures reported in the statement under subsections (2) and (3) of this <br>section.
(d) If it is impractical or impossible for a legislative agent or employer to
determine exact dollar amounts or values of expenditures, reporting of good <br>faith estimates, based upon reasonable accounting procedures, constitutes <br>compliance with this subsection.
(6) All legislative agents and employers shall retain receipts or maintain records for all
expenditures that are required to be reported pursuant to this section. These receipts <br>or records shall be maintained for a period ending on the thirty-first day of <br>December of the second calendar year after the year in which the expenditure was <br>made.
(7) Any legislative agent or employer who fails to file a required statement of
expenditures, or who fails to remedy any deficiency in his filing in a timely manner <br>may be fined by the commission an amount not to exceed one hundred dollars <br>($100) per day, up to a maximum total fine of one thousand dollars ($1,000) <br>without the necessity of a complaint being filed, notwithstanding KRS 6.686(1)(a), <br>but only after notice has been given to the alleged violator of the intent of the <br>commission to impose a fine, including the amount of the fine, and an opportunity <br>has been afforded the alleged violator to appear before the commission or otherwise <br>offer evidence as he may choose in mitigation of the imposition of the fine.
(8) Any legislative agent or employer who intentionally files a statement of
expenditures which he knows to contain false information or to omit required <br>information shall be guilty of a Class D felony.
Effective: July 14, 2000 <br>History: Amended 2000 Ky. Acts ch. 493, sec. 8, effective July 14, 2000. -- Amended
1996 Ky. Acts ch. 211, sec. 7, effective July 15, 1996. -- Created 1993 (1st Extra. <br>Sess.) Ky. Acts ch. 4, sec. 29, effective September 16, 1993.
Page 1 of 2
6.821 Statements of expenditures -- Penalties.
(1) With the updated registration statement required by KRS 6.807(3), each legislative
agent, or representative of an organized association, coalition, or public interest <br>entity, and each employer shall file a statement of expenditures as provided in <br>subsections (2), (3), and (4) of this section. A representative of an organized <br>association, coalition, or public interest entity shall identify the source of the entity <br>or association's funds and financial resources. A legislative agent shall file a <br>separate statement of expenditures for each employer engaging him.
(2) If an employer or any legislative agent whom he engaged made expenditures, either
separately or in combination with each other, either directly or indirectly, for food <br>and beverages consumed on the premises on behalf of any particular member of the <br>General Assembly or his immediate family, the employer or legislative agent shall <br>also state the following: <br>(a) The name of the legislator or member of his immediate family on whose
behalf the expenditures were made;
(b) The total amount of the expenditures made; <br>(c) A brief description of the expenditures made; and <br>(d) The approximate date the expenditures were made.
(3) In addition to the information required by subsection (2) of this section, a statement
filed by a legislative agent shall show: <br>(a) The total amount of lobbying expenditures made by the legislative agent
during the reporting period covered by the statement, whether or not <br>reimbursed by the employer; and
(b) Cumulative amounts, except personal expenses, expended by the legislative
agent for food, beverages, lodging, transportation, entertainment, and other <br>expenses directly associated with the legislative agent's lobbying activities <br>during the reporting period.
(4) (a) In addition to the information required by subsection (2) of this section, a
statement filed by an employer shall list: <br>1.
The total amount of lobbying related expenditures made by the employer <br>filing the statement during the period covered by the statement;
2.
A complete and itemized account of all amounts expended for <br>receptions or other events held under subsection (5) of this section, <br>including the date and location of the event and the name of the group of <br>public servants invited to the event;
3.
A complete and itemized account of all other amounts expended for <br>lobbying, including food and lodging expenses and reimbursements, and <br>not including personal expenses incurred by an employer or a legislative <br>agent; and
4.
The cumulative compensation paid to legislative agents, prorated to <br>reflect the time the legislative agents were engaged in lobbying during <br>the period covered by the statement.
Page 2 of 2
(b) No employer is required to show any expenditure on a statement filed under
this subsection if the expenditure is reported on a statement filed under <br>subsection (2) of this section by a legislative agent engaged by the employer.
(5) (a) Any statement required to be filed under this section shall be filed at the times
specified in KRS 6.807. Each statement shall cover expenditures made during <br>the period that ended on the last day of the month immediately preceding the <br>month in which the statement is required to be filed.
(b) No portion of the amount of an expenditure for a dinner, party, or other
function sponsored by an employer or legislative agent shall be attributed to, <br>or counted toward the amount for a calendar year if the event qualifies under <br>KRS 6.611(2)(b)8., 11., or 12.
(c) The amount spent for a function described in paragraph (b) of this subsection
shall be added with other expenditures to determine the total amount of <br>expenditures reported in the statement under subsections (2) and (3) of this <br>section.
(d) If it is impractical or impossible for a legislative agent or employer to
determine exact dollar amounts or values of expenditures, reporting of good <br>faith estimates, based upon reasonable accounting procedures, constitutes <br>compliance with this subsection.
(6) All legislative agents and employers shall retain receipts or maintain records for all
expenditures that are required to be reported pursuant to this section. These receipts <br>or records shall be maintained for a period ending on the thirty-first day of <br>December of the second calendar year after the year in which the expenditure was <br>made.
(7) Any legislative agent or employer who fails to file a required statement of
expenditures, or who fails to remedy any deficiency in his filing in a timely manner <br>may be fined by the commission an amount not to exceed one hundred dollars <br>($100) per day, up to a maximum total fine of one thousand dollars ($1,000) <br>without the necessity of a complaint being filed, notwithstanding KRS 6.686(1)(a), <br>but only after notice has been given to the alleged violator of the intent of the <br>commission to impose a fine, including the amount of the fine, and an opportunity <br>has been afforded the alleged violator to appear before the commission or otherwise <br>offer evidence as he may choose in mitigation of the imposition of the fine.
(8) Any legislative agent or employer who intentionally files a statement of
expenditures which he knows to contain false information or to omit required <br>information shall be guilty of a Class D felony.
Effective: July 14, 2000 <br>History: Amended 2000 Ky. Acts ch. 493, sec. 8, effective July 14, 2000. -- Amended
1996 Ky. Acts ch. 211, sec. 7, effective July 15, 1996. -- Created 1993 (1st Extra. <br>Sess.) Ky. Acts ch. 4, sec. 29, effective September 16, 1993.
Page 1 of 2
6.821 Statements of expenditures -- Penalties.
(1) With the updated registration statement required by KRS 6.807(3), each legislative
agent, or representative of an organized association, coalition, or public interest <br>entity, and each employer shall file a statement of expenditures as provided in <br>subsections (2), (3), and (4) of this section. A representative of an organized <br>association, coalition, or public interest entity shall identify the source of the entity <br>or association's funds and financial resources. A legislative agent shall file a <br>separate statement of expenditures for each employer engaging him.
(2) If an employer or any legislative agent whom he engaged made expenditures, either
separately or in combination with each other, either directly or indirectly, for food <br>and beverages consumed on the premises on behalf of any particular member of the <br>General Assembly or his immediate family, the employer or legislative agent shall <br>also state the following: <br>(a) The name of the legislator or member of his immediate family on whose
behalf the expenditures were made;
(b) The total amount of the expenditures made; <br>(c) A brief description of the expenditures made; and <br>(d) The approximate date the expenditures were made.
(3) In addition to the information required by subsection (2) of this section, a statement
filed by a legislative agent shall show: <br>(a) The total amount of lobbying expenditures made by the legislative agent
during the reporting period covered by the statement, whether or not <br>reimbursed by the employer; and
(b) Cumulative amounts, except personal expenses, expended by the legislative
agent for food, beverages, lodging, transportation, entertainment, and other <br>expenses directly associated with the legislative agent's lobbying activities <br>during the reporting period.
(4) (a) In addition to the information required by subsection (2) of this section, a
statement filed by an employer shall list: <br>1.
The total amount of lobbying related expenditures made by the employer <br>filing the statement during the period covered by the statement;
2.
A complete and itemized account of all amounts expended for <br>receptions or other events held under subsection (5) of this section, <br>including the date and location of the event and the name of the group of <br>public servants invited to the event;
3.
A complete and itemized account of all other amounts expended for <br>lobbying, including food and lodging expenses and reimbursements, and <br>not including personal expenses incurred by an employer or a legislative <br>agent; and
4.
The cumulative compensation paid to legislative agents, prorated to <br>reflect the time the legislative agents were engaged in lobbying during <br>the period covered by the statement.
Page 2 of 2
(b) No employer is required to show any expenditure on a statement filed under
this subsection if the expenditure is reported on a statement filed under <br>subsection (2) of this section by a legislative agent engaged by the employer.
(5) (a) Any statement required to be filed under this section shall be filed at the times
specified in KRS 6.807. Each statement shall cover expenditures made during <br>the period that ended on the last day of the month immediately preceding the <br>month in which the statement is required to be filed.
(b) No portion of the amount of an expenditure for a dinner, party, or other
function sponsored by an employer or legislative agent shall be attributed to, <br>or counted toward the amount for a calendar year if the event qualifies under <br>KRS 6.611(2)(b)8., 11., or 12.
(c) The amount spent for a function described in paragraph (b) of this subsection
shall be added with other expenditures to determine the total amount of <br>expenditures reported in the statement under subsections (2) and (3) of this <br>section.
(d) If it is impractical or impossible for a legislative agent or employer to
determine exact dollar amounts or values of expenditures, reporting of good <br>faith estimates, based upon reasonable accounting procedures, constitutes <br>compliance with this subsection.
(6) All legislative agents and employers shall retain receipts or maintain records for all
expenditures that are required to be reported pursuant to this section. These receipts <br>or records shall be maintained for a period ending on the thirty-first day of <br>December of the second calendar year after the year in which the expenditure was <br>made.
(7) Any legislative agent or employer who fails to file a required statement of
expenditures, or who fails to remedy any deficiency in his filing in a timely manner <br>may be fined by the commission an amount not to exceed one hundred dollars <br>($100) per day, up to a maximum total fine of one thousand dollars ($1,000) <br>without the necessity of a complaint being filed, notwithstanding KRS 6.686(1)(a), <br>but only after notice has been given to the alleged violator of the intent of the <br>commission to impose a fine, including the amount of the fine, and an opportunity <br>has been afforded the alleged violator to appear before the commission or otherwise <br>offer evidence as he may choose in mitigation of the imposition of the fine.
(8) Any legislative agent or employer who intentionally files a statement of
expenditures which he knows to contain false information or to omit required <br>information shall be guilty of a Class D felony.
Effective: July 14, 2000 <br>History: Amended 2000 Ky. Acts ch. 493, sec. 8, effective July 14, 2000. -- Amended
1996 Ky. Acts ch. 211, sec. 7, effective July 15, 1996. -- Created 1993 (1st Extra. <br>Sess.) Ky. Acts ch. 4, sec. 29, effective September 16, 1993.
