State Codes and Statutes

Statutes > Utah > Title-61 > Chapter-01

61-1-1 - Fraud unlawful.
61-1-2 - Investment adviser -- Unlawful acts.
61-1-3 - Licensing of broker-dealers, agents, and investment advisers.
61-1-4 - Licensing and notice filing procedure.
61-1-5 - Postlicensing provisions.
61-1-6 - Denial, suspension, revocation, cancellation, or withdrawal of license -- Sanctions.
61-1-6.5 - Court-ordered discipline.
61-1-7 - Registration before sale.
61-1-9 - Registration by coordination.
61-1-10 - Registration by qualification.
61-1-11 - Provisions applicable to registration generally.
61-1-11.1 - Hearings for certain exchanges of securities.
61-1-12 - Denial, suspension, and revocation of registration.
61-1-13 - Definitions.
61-1-14 - Exemptions.
61-1-14.5 - Burden of proving exemption.
61-1-15 - Filing of sales literature.
61-1-15.5 - Federal covered securities.
61-1-16 - False statements unlawful.
61-1-17 - No finding by division on merits -- Contrary representation unlawful.
61-1-18 - Division of Securities established -- Director -- Investigators.
61-1-18.1 - Technical experts and specialists -- Employment -- Contracts.
61-1-18.2 - Budget -- Annual report.
61-1-18.3 - Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure.
61-1-18.4 - Fees collected by division.
61-1-18.5 - Securities Commission -- Transition.
61-1-18.6 - Procedures -- Adjudicative proceedings.
61-1-18.7 - Funding of securities investor education and training.
61-1-19 - Investigations authorized.
61-1-20 - Enforcement.
61-1-21 - Penalties for violations.
61-1-21.1 - Limitation of prosecutions.
61-1-21.5 - Legal counsel -- Prosecutions.
61-1-22 - Sales and purchases in violation -- Remedies -- Limitation of actions.
61-1-23 - Review of orders.
61-1-24 - Rules, forms, and orders.
61-1-25 - Record of registrations.
61-1-26 - Scope of the act -- Service of process.
61-1-27 - Construction of chapter.
61-1-28 - Citation of chapter.
61-1-29 - Savings clause.

State Codes and Statutes

Statutes > Utah > Title-61 > Chapter-01

61-1-1 - Fraud unlawful.
61-1-2 - Investment adviser -- Unlawful acts.
61-1-3 - Licensing of broker-dealers, agents, and investment advisers.
61-1-4 - Licensing and notice filing procedure.
61-1-5 - Postlicensing provisions.
61-1-6 - Denial, suspension, revocation, cancellation, or withdrawal of license -- Sanctions.
61-1-6.5 - Court-ordered discipline.
61-1-7 - Registration before sale.
61-1-9 - Registration by coordination.
61-1-10 - Registration by qualification.
61-1-11 - Provisions applicable to registration generally.
61-1-11.1 - Hearings for certain exchanges of securities.
61-1-12 - Denial, suspension, and revocation of registration.
61-1-13 - Definitions.
61-1-14 - Exemptions.
61-1-14.5 - Burden of proving exemption.
61-1-15 - Filing of sales literature.
61-1-15.5 - Federal covered securities.
61-1-16 - False statements unlawful.
61-1-17 - No finding by division on merits -- Contrary representation unlawful.
61-1-18 - Division of Securities established -- Director -- Investigators.
61-1-18.1 - Technical experts and specialists -- Employment -- Contracts.
61-1-18.2 - Budget -- Annual report.
61-1-18.3 - Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure.
61-1-18.4 - Fees collected by division.
61-1-18.5 - Securities Commission -- Transition.
61-1-18.6 - Procedures -- Adjudicative proceedings.
61-1-18.7 - Funding of securities investor education and training.
61-1-19 - Investigations authorized.
61-1-20 - Enforcement.
61-1-21 - Penalties for violations.
61-1-21.1 - Limitation of prosecutions.
61-1-21.5 - Legal counsel -- Prosecutions.
61-1-22 - Sales and purchases in violation -- Remedies -- Limitation of actions.
61-1-23 - Review of orders.
61-1-24 - Rules, forms, and orders.
61-1-25 - Record of registrations.
61-1-26 - Scope of the act -- Service of process.
61-1-27 - Construction of chapter.
61-1-28 - Citation of chapter.
61-1-29 - Savings clause.

State Codes and Statutes

State Codes and Statutes

Statutes > Utah > Title-61 > Chapter-01

61-1-1 - Fraud unlawful.
61-1-2 - Investment adviser -- Unlawful acts.
61-1-3 - Licensing of broker-dealers, agents, and investment advisers.
61-1-4 - Licensing and notice filing procedure.
61-1-5 - Postlicensing provisions.
61-1-6 - Denial, suspension, revocation, cancellation, or withdrawal of license -- Sanctions.
61-1-6.5 - Court-ordered discipline.
61-1-7 - Registration before sale.
61-1-9 - Registration by coordination.
61-1-10 - Registration by qualification.
61-1-11 - Provisions applicable to registration generally.
61-1-11.1 - Hearings for certain exchanges of securities.
61-1-12 - Denial, suspension, and revocation of registration.
61-1-13 - Definitions.
61-1-14 - Exemptions.
61-1-14.5 - Burden of proving exemption.
61-1-15 - Filing of sales literature.
61-1-15.5 - Federal covered securities.
61-1-16 - False statements unlawful.
61-1-17 - No finding by division on merits -- Contrary representation unlawful.
61-1-18 - Division of Securities established -- Director -- Investigators.
61-1-18.1 - Technical experts and specialists -- Employment -- Contracts.
61-1-18.2 - Budget -- Annual report.
61-1-18.3 - Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure.
61-1-18.4 - Fees collected by division.
61-1-18.5 - Securities Commission -- Transition.
61-1-18.6 - Procedures -- Adjudicative proceedings.
61-1-18.7 - Funding of securities investor education and training.
61-1-19 - Investigations authorized.
61-1-20 - Enforcement.
61-1-21 - Penalties for violations.
61-1-21.1 - Limitation of prosecutions.
61-1-21.5 - Legal counsel -- Prosecutions.
61-1-22 - Sales and purchases in violation -- Remedies -- Limitation of actions.
61-1-23 - Review of orders.
61-1-24 - Rules, forms, and orders.
61-1-25 - Record of registrations.
61-1-26 - Scope of the act -- Service of process.
61-1-27 - Construction of chapter.
61-1-28 - Citation of chapter.
61-1-29 - Savings clause.

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