State Codes and Statutes
Statutes > New-hampshire > TITLEXXXVIII > CHAPTER421-BSection 421-B:1 Short Title.
Section 421-B:2 Definitions.
Section 421-B:3 Sales and Purchases.
Section 421-B:3-a Suitability of Recommendation; Reasonable Grounds Required.
Section 421-B:4 Advisory Activities.
Section 421-B:5 Unlawful Activities.
Section 421-B:6 Licensing Requirements.
Section 421-B:7 Licensing Procedure.
Section 421-B:8 Post-Licensing Provisions; Records, Reports and Replies.
Section 421-B:9 Post-Licensing Provisions; Examinations.
Section 421-B:10 Denial, Revocation, Suspension, Cancellation and Withdrawal of Application.
Section 421-B:11 Registration Requirement and Notice Filing of Securities.
Section 421-B:12 Registration by Notification.
Section 421-B:13 Registration by Coordination.
Section 421-B:14 Registration by Qualification.
Section 421-B:15 Provisions Applicable to Registration Generally.
Section 421-B:15-a Uniform Limited Offering Registration.
Section 421-B:16 Denial, Suspension, and Revocation of Registration.
Section 421-B:17 Exemptions.
Section 421-B:17-a Registered Securities Offerings and Filings for Exemption From Registration; General Standards of Conduct and Disclosure.
Section 421-B:18 Filing of Sales and Advertising Literature and Other Information.
Section 421-B:19 Misleading Filings.
Section 421-B:20 Unlawful Representations Concerning Registration or Exemption.
Section 421-B:21 Administration.
Section 421-B:22 Investigations and Subpoenas.
Section 421-B:23 Cease and Desist Orders; Injunctions; Receivers.
Section 421-B:24 Criminal Penalty.
Section 421-B:25 Civil Liabilities.
Section 421-B:26 Administrative Penalty; Investor Education.
Section 421-B:26-a Hearing Procedures.
Section 421-B:27 Judicial Review of Orders.
Section 421-B:28 Rulemaking Authority; Forms; Orders.
Section 421-B:28-a Advisory Councils and Committees.
Section 421-B:28-b Electronic Filings.
Section 421-B:29 Administrative Files and Opinions.
Section 421-B:30 Scope of the Chapter and Service of Process.
Section 421-B:31 Fees.
Section 421-B:31-a Interstate Cooperation.
Section 421-B:32 Statutory Policy.
Section 421-B:33 Severability of Provisions.
Section 421-B:34 Saving Provisions.
