38-1101

38-1101. Law enforcement officers; probation
officers; right to representation; right to evidence on appeal;
change of hearing officer or administrative law judge; burden of
proof; polygraph examinations; definitions

A. If an employer interviews a law enforcement officer or probation officer and the
employer reasonably believes that the interview could result in dismissal, demotion or
suspension or if the law enforcement officer or probation officer reasonably believes the
investigation could result in a dismissal, demotion or suspension:

1. The law enforcement officer or probation officer may request to have a
representative of the officer present at no cost to the employer during the interview.
The law enforcement officer or probation officer shall select a representative who is
available on reasonable notice so that the interview is not unreasonably delayed. The
representative shall participate in the interview only as an observer. Unless agreed to
by the employer, the representative shall be from the same agency and shall not be an
attorney except that if a representative from the same agency is not reasonably
available, with the employer's permission, the law enforcement officer's or probation
officer's representative may be from the law enforcement officer's or probation officer's
professional membership organization. The law enforcement officer or probation officer
shall be permitted reasonable breaks of limited duration during any interview for
telephonic or in person consultation with others, including an attorney, who are
immediately available. An employer shall not discipline, retaliate against or threaten to
retaliate against a law enforcement officer or probation officer for requesting that a
representative be present or for acting as the representative of a law enforcement
officer or probation officer pursuant to this paragraph.

2. Before the commencement of any interview described in this section, the employer
shall provide the law enforcement officer or probation officer with a written notice
informing the officer of the alleged facts that are the basis of the investigation, the
specific nature of the investigation, the officer's status in the investigation, all
known allegations of misconduct that are the reason for the interview and the officer's
right to have a representative present at the interview. The notice shall include copies
of all complaints that contain the alleged facts that are reasonably available, except
for copies of complaints that involve matters pursuant to federal laws under the
jurisdiction of the equal employment opportunity commission.

3. The employer may require the law enforcement officer or probation officer to
submit to a polygraph examination if the officer makes a statement to the employer during
the investigation that differs from other information relating to the investigation that
is known to the employer and reconciling that difference is necessary to complete the
investigation. If a polygraph examination is administered pursuant to this paragraph,
the employer or the person administering the polygraph examination shall make an audio
recording of the complete polygraph procedure and provide a copy of the recording to the
law enforcement officer or probation officer.

4. The law enforcement officer or probation officer, at the conclusion of the
interview, is entitled to a period of time to consult with the officer's representative
and may make a statement not to exceed five minutes addressing specific facts or policies
that are related to the interview.

B. Subsection A does not require the employer to either:

1. Stop an interview to issue another notice for allegations based on information
provided by the law enforcement officer or probation officer during the interview.

2. Disclose any fact to the law enforcement officer or probation officer or the law
enforcement officer's or probation officer's representative that would impede the
investigation.

C. Subsection A, paragraphs 1 and 2 do not apply to an interview of a law
enforcement officer or probation officer that is:

1. In the normal course of duty, counseling or instruction or an informal verbal
admonishment by, or other routine or unplanned contact with, a supervisor or any other
law enforcement officer or probation officer.

2. Preliminary questioning to determine the scope of the allegations or if an
investigation is necessary.

3. Conducted in the course of a criminal investigation.

4. Conducted in the course of a polygraph examination.

D. In any appeal of a disciplinary action by a law enforcement officer or probation
officer, the parties shall exchange copies of all relevant documents and a list of all
witnesses pursuant to the following time periods and requirements:

1. Within three business days after the employer's receipt of a written request
from the law enforcement officer or probation officer for a copy of the investigative
file that is accompanied by a copy of the filed notice of appeal, the employer shall
provide a complete copy of the investigative file as well as the names and home or work
mailing addresses of all persons interviewed during the course of the investigation.

2. No later than five business days before the appeal hearing, or, if the appeal
hearing is scheduled more than twenty days after the notice of appeal, no later than ten
business days before the appeal hearing, the employer and the law enforcement officer or
probation officer shall exchange copies of any documents that may be introduced at the
hearing and that have not previously been disclosed.

3. No later than five business days before the appeal hearing, or, if the appeal
hearing is scheduled more than twenty days after the notice of appeal, no later than ten
business days before the appeal hearing, the employer and the law enforcement officer or
probation officer shall exchange the names of all witnesses who may be called to testify.
A witness may be interviewed at the discretion of the witness. The parties shall not
interfere with any decision of a witness regarding whether to be interviewed. An employer
shall not discipline, retaliate against or threaten to retaliate against any witness for
agreeing to be interviewed or for testifying or providing evidence in the appeal.

E. It is unlawful for a person to disseminate information that is disclosed
pursuant to subsection D to any person other than the parties to the appeal and their
lawful representatives for purposes of the appeal of the disciplinary action. This
subsection does not prohibit the use of the information in the hearing or disclosure
pursuant to title 39, chapter 1, article 2.

F. The employer or the law enforcement officer or probation officer may seek a
determination by the hearing officer, administrative law judge or appeals board hearing
the appeal regarding any evidence that the employer or the law enforcement officer or
probation officer believes should not be disclosed pursuant to subsection D because the
risk of harm involved in disclosure outweighs any usefulness of the disclosure in the
hearing. In determining whether evidence will be disclosed, the hearing officer,
administrative law judge or appeals board may perform an in camera review of the evidence
and may disclose the material subject to any restriction on the disclosure, including the
closing of the hearing or the sealing of the records, that the hearing officer,
administrative law judge or appeals board finds necessary under the circumstances.

G. In any appeal of a disciplinary action by a law enforcement officer or probation
officer in which a single hearing officer or administrative law judge has been appointed
to conduct the appeal hearing, the law enforcement officer or probation officer or the
employer may request a change of hearing officer or administrative law judge. In cases
before the office of administrative hearings or if the employer is a county with a
population of two hundred fifty thousand or more persons or a city with a population of
sixty-five thousand or more persons, on the first request of a party, the request shall
be granted. All other requests, including any subsequent requests in cases before the
office of administrative hearings or if the employer is a county with a population of two
hundred fifty thousand or more persons or a city with a population of sixty-five thousand
or more persons, may be granted only on a showing that a fair and impartial hearing
cannot be obtained due to the prejudice of the assigned hearing officer or administrative
law judge. The supervisor or supervising body of the hearing officer or administrative
law judge shall decide whether a showing of prejudice has been made.

H. A party who violates subsection A, paragraph 1, or subsection D or E, unless the
violation is harmless, shall not be permitted to use that evidence at the hearing, except
on a showing of good cause. The hearing officer or administrative law judge, on a
showing of good cause, may grant the opposing party a continuance, otherwise limit the
use of the evidence or make such other order as may be appropriate.

I. The burden of proof in an appeal of a disciplinary action by a law enforcement
officer or probation officer shall be on the employer.

J. Except where a statute or ordinance makes the administrative evidentiary hearing
the final administrative determination, an employer or a person acting on behalf of an
employer may amend, modify, reject or reverse a decision made by a hearing officer,
administrative law judge or appeals board after a hearing where the law enforcement
officer or probation officer and the employer have been equally allowed to call and
examine witnesses, cross-examine witnesses, provide documentary evidence and otherwise
fully participate in the hearing if the decision was arbitrary or without reasonable
justification and the employer or person acting on behalf of the employer states the
reason for the amendment, modification, rejection or reversal.

K. An employer shall not include in that portion of the personnel file of a law
enforcement officer or probation officer that is available for public inspection and
copying any information about an investigation until the investigation is complete or the
employer has discontinued the investigation. If the law enforcement officer or probation
officer has timely appealed a disciplinary action, the investigation is not complete
until the conclusion of the appeal process.

L. This section does not preempt agreements that supplant, revise or otherwise
alter the provisions of this section, including preexisting agreements between the
employer and the law enforcement officer or probation officer or the law enforcement
officer's or probation officer's lawful representative association.

M. Notwithstanding section 39-123, all data and reports from a polygraph
examination of a law enforcement officer or probation officer are confidential and may
only be used for employment, certification or reactivation of certification purposes or
the administrative matter for which a polygraph was administered, including other
ancillary matters. All other uses are prohibited.

N. Except for a preemployment polygraph in which an applicant was not hired or in
the case of an active investigation or an appeal, the data and reports from a polygraph
examination of a law enforcement officer or probation officer shall be destroyed as soon
as practicable three years after the date of appointment or employment but not more than
ninety days after that date.

O. For the purposes of this section:

1. "Appeal" means a hearing before a state or local merit board, a civil service
board, an administrative law judge or a hearing officer.

2. "Disciplinary action" means the dismissal, demotion or suspension for more than
sixteen hours of a law enforcement officer or probation officer that is authorized by
statute, charter or ordinance and that is subject to a hearing or other procedure by a
local merit board, a civil service board, an administrative law judge or a hearing
officer.

3. "Investigative file" means the law enforcement agency's complete report and any
attachments detailing the incidents leading to the disciplinary action.

4. "Law enforcement officer" means:

(a) An individual, other than a probationary employee, who is certified by the
Arizona peace officer standards and training board, other than a person employed by a
multi-county water conservation district.

(b) A detention officer or correction officer, other than a probationary employee,
who is employed by this state or a political subdivision of this state.

5. "Probation officer" means a probation officer or surveillance officer, other
than a probationary employee, who is employed by this state or a political subdivision of
this state.