44-3155. Investment adviser license;
notification


A. If an applicant for licensure as an investment adviser fully complies with this
article and commission rules adopted under this article, the director shall license the
applicant as an investment adviser, unless the commission finds cause for denial as
provided in article 6 of this chapter.


B. After the director has licensed an applicant as an investment adviser or has
received a complete notice filing from a federal covered adviser, the director shall
promptly notify the applicant or the federal covered adviser through the IARD, by mail or
by any other method that is reasonably acceptable to the commission.