44-3211. Initiation of hearing; purpose of
hearing


The commission may order a hearing on its own initiative or at the written request
of any interested person, either before or after licensure of an investment adviser or
investment adviser representative:


1. For the purpose of administering or obtaining information necessary in the
enforcement of this chapter or the rules or orders of the commission adopted or issued
under this chapter.


2. To enable the commission to take appropriate action in connection with any
pending application for licensure of any investment adviser or investment adviser
representative.


3. To modify the terms and conditions of any license, order or notice filing.


4. To determine whether the license of any investment adviser or investment adviser
representative should be denied, suspended or revoked.