44-3321. Notice filings by open-end companies
and unit investment trusts


A. Securities that are issued by an open-end company or unit investment trust may
be offered for sale and sold in this state if the commission receives all of the
following:


1. The documents that are filed with the SEC and that are required by the
commission.


2. A consent to service of process.


3. The sales reports that are required by this article.


4. A notice filing fee computed pursuant to section 44-3324.


B. A notice filing is effective and renewable as provided in section 44-3322.


C. Securities that are exempt pursuant to section 44-1843 or that are sold in a
transaction that is exempt pursuant to section 44-1844 are exempt from the requirements
of this section.