47-8407. Authenticating trustee, transfer
agent and registrar
A person acting as authenticating trustee, transfer agent, registrar or other agent
for an issuer in the registration of a transfer of its securities, in the issue of new
security certificates or uncertificated securities, or in the cancellation of surrendered
security certificates has the same obligation to the holder or owner of a certificated or
uncertificated security with regard to the particular functions performed as the issuer
has in regard to those functions.
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