TITLE 8 - INVESTMENT SECURITIES
- Subtitle 1 - Short Title and General Matters
- Section 8-101 - Short title.
- Section 8-102 - Definitions.
- Section 8-103 - Rules for determining whether certain obligations and interests are securities or financial assets.
- Section 8-104 - Acquisition of security or financial asset or interest therein.
- Section 8-105 - Notice of adverse claim.
- Section 8-106 - Control.
- Section 8-107 - Whether indorsement, instruction, or entitlement order is effective.
- Section 8-108 - Warranties in direct holding.
- Section 8-109 - Warranties in indirect holding.
- Section 8-110 - Applicability; choice of law.
- Section 8-111 - Clearing corporation rules.
- Section 8-112 - Creditor's legal process.
- Section 8-113 - Statute of frauds inapplicable.
- Section 8-114 - Evidentiary rules concerning certificated securities.
- Section 8-115 - Securities intermediary and others not liable to adverse claimant.
- Section 8-116 - Securities intermediary as purchaser for value.
- Subtitle 2 - Issue and issuer
- Section 8-201 - Issuer.
- Section 8-202 - Issuer's responsibility and defenses; notice of defect or defense.
- Section 8-203 - Staleness as notice of defects or defense.
- Section 8-204 - Effect of issuer's restrictions on transfer.
- Section 8-205 - Effect of unauthorized signature on security certificate.
- Section 8-206 - Completion or alteration of security certificate.
- Section 8-207 - Rights of issuer with respect to registered owners.
- Section 8-208 - Effect of signature of authenticating trustee, registrar or transfer agent.
- Section 8-209 - Issuer's lien.
- Section 8-210 - Overissue.
- Subtitle 3 - Transfer of Certificated and Uncertificated Securities
- Section 8-301 - Delivery.
- Section 8-302 - Rights of purchaser.
- Section 8-303 - Protected purchaser.
- Section 8-304 - Indorsement.
- Section 8-305 - Instruction.
- Section 8-306 - Effect on guaranteeing signature, indorsement, or instruction.
- Section 8-307 - Purchaser's right to requisites for registration of transfer.
- Subtitle 4 - Registration
- Section 8-401 - Duty of issuer to register transfer.
- Section 8-402 - Assurance that indorsements or instruction is effective.
- Section 8-403 - Demand that issuer not register transfer.
- Section 8-404 - Wrongful registration.
- Section 8-405 - Replacement of lost, destroyed, or wrongfully taken security certificate.
- Section 8-406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- Section 8-407 - Authenticating trustee, transfer agent, and registrar.
- Subtitle 5 - Security Entitlements
- Section 8-501 - Securities account; acquisition of security entitlement from securities intermediary.
- Section 8-502 - Assertion of adverse claim against entitlement holder.
- Section 8-503 - Property interest of entitlement holder in financial asset held by securities intermediary.
- Section 8-504 - Duty of securities intermediary to maintain financial asset.
- Section 8-505 - Duty of securities intermediary with respect to payments and distributions.
- Section 8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
- Section 8-507 - Duties of securities intermediary to comply with entitlement order.
- Section 8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- Section 8-509 - Duty of securities intermediary specified by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- Section 8-510 - Rights of purchaser of security entitlement from entitlement holder.
- Section 8-511 - Priority among security interests and entitlement holders.