§454F-5 - Issuance of license.
[§454F-5] Issuance of license. The
commissioner shall not issue a mortgage loan originator license unless the
commissioner makes at a minimum the following findings:
(1) The applicant has never had a mortgage loan
originator license revoked in any jurisdiction; provided that a subsequent
formal vacation of a revocation shall not be deemed a revocation;
(2) The applicant has not been convicted of, or pled
guilty or nolo contendere, or been granted a deferred acceptance of a guilty
plea under chapter 853 to a felony in a domestic, foreign, or military court:
(A) During the seven-year period preceding the
date of the application for licensing and registration; or
(B) At any time preceding the date of
application, if the felony involved an act of fraud, dishonesty, breach of
trust, or money laundering;
provided
that any pardon of a conviction shall not be deemed a conviction for purposes
of this section;
(3) The applicant has demonstrated financial
responsibility, character, and general fitness to command the confidence of the
community and to warrant a determination that the mortgage loan originator shall
operate honestly, fairly, and efficiently pursuant to this chapter. For
purposes of this paragraph, a person is not financially responsible when the person
has shown a disregard in the management of the person's financial condition. A
determination that an individual has not shown financial responsibility may be
based on:
(A) Current outstanding judgments, except
judgments solely as a result of medical expenses;
(B) Current outstanding tax liens or other
government liens and filings;
(C) Foreclosures within the past three years;
and
(D) A pattern of seriously delinquent accounts
within the past three years;
(4) The applicant has completed the pre-licensing
education requirement described in section 454F-6;
(5) The applicant has passed a written test that
meets the test requirements in section 454F-7; and
(6) The applicant has met the surety bond requirement
as required in section 454F-13. [L Sp 2009, c 32, pt of §2]