§97-6  Administration.  (a)  The state
ethics commission shall administer and implement this chapter, and shall have
the following powers and duties:



(1)  Initiate, receive, and consider charges
concerning alleged violations of this chapter, and investigate or cause to be
investigated on a confidential basis, the activities of any person to determine
whether the person is in compliance with this chapter;



(2)  Prescribe forms for the statements and reports
required by sections 97-2 and 97-3 and establish orderly procedures for
implementing the requirements of those provisions;



(3)  Render advisory opinions upon the request of any
person subject to this chapter.  If no advisory opinion is rendered within
thirty days after the request is filed with the commission, it shall be deemed
that an advisory opinion was rendered and that the facts and circumstances of
that particular case do not constitute a violation of this chapter.  The
opinion rendered or deemed rendered, until amended or revoked, shall be binding
on the commission in any subsequent charges concerning the person subject to
this chapter who sought the opinion and acted in reliance on it in good faith,
unless material facts were omitted or misstated by the person in the request
for an advisory opinion;



(4)  Issue subpoenas, administer oaths, and exercise
those powers conferred upon the commission by section 92-16;



(5)  Adopt rules, not inconsistent with this chapter,
as in the judgment of the commission seem appropriate for the carrying out of
this chapter and for the efficient administration of this chapter, including
every matter or thing required to be done or which may be done with the
approval or consent or by order or under the direction or supervision of, or as
prescribed by, the commission.  The rules, when adopted as provided in chapter
91, shall have the force and effect of law; and



(6)  Have jurisdiction for purposes of investigation
and taking appropriate action on alleged violations of this chapter in all
proceedings commenced within three years of an alleged violation of this
chapter.  A proceeding shall be deemed commenced by the filing of a charge with
the commission or by the signing of a charge by three or more members of the
commission.  Nothing shall bar proceedings against a person who by fraud or
other device prevents discovery of a violation of this chapter.



(b)  Charges concerning the violation of this
chapter shall be in writing, signed by the person making the charge under oath,
except that any charge initiated by the commission shall be signed by three or
more members of the commission.  The commission shall notify in writing every
person against whom a charge is received and afford the person an opportunity
to explain the conduct alleged to be in violation of the chapter.  The commission
may investigate, after compliance with this section, such charges and render an
informal advisory opinion to the alleged violator.  The commission shall
investigate all charges on a confidential basis, having available all the
powers herein provided, and proceedings at this stage shall not be public.  If
the informal advisory opinion indicates a probable violation, the person
charged shall request a formal opinion or within a reasonable time comply with
the informal advisory opinion.  If the person charged fails to comply with such
informal advisory opinion or if a majority of the members of the commission
determine that there is probable cause for belief that a violation of this
chapter might have occurred, a copy of the charge and a further statement of
the alleged violation shall be personally served upon the alleged violator. 
Service shall be made by personal service upon the alleged violator wherever
found or by registered or certified mail with request for a return receipt and
marked deliver to addressee only.  If after due diligence service cannot be
effected successfully in accordance with the above, service may be made by
publication if so ordered by the circuit court of the circuit wherein the
alleged violator last resided.  The commission shall submit to the circuit
court for its consideration in issuing its order to allow service by
publication an affidavit setting forth facts based upon the personal knowledge
of the affiant concerning the methods, means, and attempts made to locate and effect
service by personal service or by registered or certified mail in accordance
with the above.  Service by publication when ordered by the court shall be made
by publication once a week for four successive weeks of a notice in a newspaper
of general circulation in the circuit of the alleged violator's last known
state address.  The alleged violator shall have twenty days after service
thereof to respond in writing to the charge and statement.



(c)  If after twenty days following service of
the charge and further statement of alleged violation in accordance with this
section, a majority of the members of the commission conclude that there is
probable cause to believe that a violation of this chapter has been committed,
then the commission shall set a time and place for a hearing, giving notice to
the complainant and the alleged violator in the same manner as provided in
subsection (b).  Upon the commission's issuance of a notice of hearing, the
charge and further statement of alleged violation and the alleged violator's
written response thereto shall become public records.  The hearing shall be
held within ninety days of the commission's issuance of a notice of hearing. 
If the hearing is not held within that ninety-day period, the charge and
further statement of alleged violation shall be dismissed; provided that any
delay that is at the request of, or caused by, the alleged violator shall not
be counted against the ninety-day period. 



All parties shall have an opportunity to:



(1)  Be heard;



(2)  Subpoena witnesses and require the production of
any books or papers relative to the proceedings;



(3)  Be represented by counsel; and



(4)  Have the right of cross-examination.



All hearings shall be in accordance with
chapter 91.  All witnesses shall testify under oath and the hearings shall be
open to the public.  The commission shall not be bound by the strict rules of
evidence but the commission's findings shall be based on competent and
substantial evidence. 



All testimony and other evidence taken at the
hearing shall be recorded.  Copies of transcripts of the record shall be
available only to the complainant and the alleged violator at their own
expense.  All fees collected under this chapter shall be deposited into the
general fund.



(d)  A decision of the commission pertaining to
the conduct of any person subject to this chapter shall be in writing and
signed by three or more of the members of the commission.  A decision of the
commission rendered after a hearing together with findings and the record of
the proceeding shall be a public record.



(e)  A person who files a frivolous charge with
the commission against any person covered by this chapter shall be civilly
liable to the person charged for all costs incurred in defending the charge,
including but not limited to costs and attorneys' fees.  In any case where the
commission does not issue a decision or final conclusion in which the
commission concludes that a person has violated this chapter, the commission
shall, upon the written request of the person charged, make a finding as to
whether or not the charge was frivolous.  The person charged may initiate an
action in the circuit court for recovery of fees and costs incurred in
commission proceedings within one year after the commission renders a decision that
the charge was frivolous.  The commission's decision shall be binding upon the
court for purposes of a finding pursuant to section 607-14.5.



(f)  The commission shall cause to be published
yearly summaries of decisions, advisory opinions, and informal advisory
opinions.  The commission shall make sufficient deletions in the summaries to
prevent disclosing the identity of persons involved in the decisions or
opinions where the identity of such persons is not otherwise a matter of public
record under this chapter. [L 1975, c 160, pt of §1; am L 1979, c 91, §13; am L
1980, c 129, §1(g); am L 1982, c 105, §5; am L 1995, c 220, §7; am L 1997, c
264, §1; am L 1998, c 17, §1; am L 2001, c 146, §1]