State Codes and Statutes
Statutes > Maine > Title32 > Title32ch135sec0 > Title32sec16301
Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 135: MAINE UNIFORM SECURITIES ACT HEADING: PL 2005, C. 65, PT. A, §2 (NEW)
Subchapter 3: REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES HEADING: PL 2005, C. 65, PT. A, §2 (NEW)
§16301. Securities registration requirement
It is unlawful for a person to offer or sell a security in this State unless: [2005, c. 65, Pt. A, §2 (NEW).]
1. Federal covered security. The security is a federal covered security;
[ 2005, c. 65, Pt. A, §2 (NEW) .]
2. Exempt from registration. The security, transaction or offer is exempted from registration under sections 16201 to 16203; or
[ 2005, c. 65, Pt. A, §2 (NEW) .]
3. Registered. The security is registered under this chapter.
[ 2005, c. 65, Pt. A, §2 (NEW) .]
SECTION HISTORY
2005, c. 65, §A2 (NEW).
State Codes and Statutes
Statutes > Maine > Title32 > Title32ch135sec0 > Title32sec16301
Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 135: MAINE UNIFORM SECURITIES ACT HEADING: PL 2005, C. 65, PT. A, §2 (NEW)
Subchapter 3: REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES HEADING: PL 2005, C. 65, PT. A, §2 (NEW)
§16301. Securities registration requirement
It is unlawful for a person to offer or sell a security in this State unless: [2005, c. 65, Pt. A, §2 (NEW).]
1. Federal covered security. The security is a federal covered security;
[ 2005, c. 65, Pt. A, §2 (NEW) .]
2. Exempt from registration. The security, transaction or offer is exempted from registration under sections 16201 to 16203; or
[ 2005, c. 65, Pt. A, §2 (NEW) .]
3. Registered. The security is registered under this chapter.
[ 2005, c. 65, Pt. A, §2 (NEW) .]
SECTION HISTORY
2005, c. 65, §A2 (NEW).
State Codes and Statutes
Statutes >
Maine >
Title32 >
Title32ch135sec0 >
Title32sec16301 Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 135: MAINE UNIFORM SECURITIES ACT HEADING: PL 2005, C. 65, PT. A, §2 (NEW)
Subchapter 3: REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES HEADING: PL 2005, C. 65, PT. A, §2 (NEW)
§16301. Securities registration requirement
It is unlawful for a person to offer or sell a security in this State unless: [2005, c. 65, Pt. A, §2 (NEW).]
1. Federal covered security. The security is a federal covered security;
[ 2005, c. 65, Pt. A, §2 (NEW) .]
2. Exempt from registration. The security, transaction or offer is exempted from registration under sections 16201 to 16203; or
[ 2005, c. 65, Pt. A, §2 (NEW) .]
3. Registered. The security is registered under this chapter.
[ 2005, c. 65, Pt. A, §2 (NEW) .]
SECTION HISTORY
2005, c. 65, §A2 (NEW).
Loading..
Close Window
Loading, Please Wait!
This may take a second or two.
