409.5-506. Misrepresentations concerning registration or exemption. - Missouri Statutes

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Statutes > Missouri > T26 > C409 > 409_5-506

Misrepresentations concerning registration or exemption.

409.5-506. The filing of an application for registration, aregistration statement, a notice filing under this act, the registration ofa person, the notice filing by a person, or the registration of a securityunder this act does not constitute a finding by the commissioner that arecord filed under this act is true, complete, and not misleading. Thefiling or registration or the availability of an exemption, exception,preemption, or exclusion for a security or a transaction does not mean thatthe commissioner has passed upon the merits or qualifications of, orrecommended or given approval to, a person, security, or transaction. Itis unlawful to make, or cause to be made, to a purchaser, customer, client,or prospective customer or client a representation inconsistent with thissection.

(L. 2003 H.B. 380)
Effective 9-01-03

State Codes and Statutes

Statutes > Missouri > T26 > C409 > 409_5-506

Misrepresentations concerning registration or exemption.

409.5-506. The filing of an application for registration, aregistration statement, a notice filing under this act, the registration ofa person, the notice filing by a person, or the registration of a securityunder this act does not constitute a finding by the commissioner that arecord filed under this act is true, complete, and not misleading. Thefiling or registration or the availability of an exemption, exception,preemption, or exclusion for a security or a transaction does not mean thatthe commissioner has passed upon the merits or qualifications of, orrecommended or given approval to, a person, security, or transaction. Itis unlawful to make, or cause to be made, to a purchaser, customer, client,or prospective customer or client a representation inconsistent with thissection.

(L. 2003 H.B. 380)
Effective 9-01-03

State Codes and Statutes

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State Codes and Statutes

Statutes > Missouri > T26 > C409 > 409_5-506

Misrepresentations concerning registration or exemption.

409.5-506. The filing of an application for registration, aregistration statement, a notice filing under this act, the registration ofa person, the notice filing by a person, or the registration of a securityunder this act does not constitute a finding by the commissioner that arecord filed under this act is true, complete, and not misleading. Thefiling or registration or the availability of an exemption, exception,preemption, or exclusion for a security or a transaction does not mean thatthe commissioner has passed upon the merits or qualifications of, orrecommended or given approval to, a person, security, or transaction. Itis unlawful to make, or cause to be made, to a purchaser, customer, client,or prospective customer or client a representation inconsistent with thissection.

(L. 2003 H.B. 380)
Effective 9-01-03