409.860. Records--examination without notice--fees. - Missouri Statutes

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Records--examination without notice--fees.

409.860. 1. The commissioner, without prior notice, mayexamine the records and require copies of the records which alicensed commodity broker-dealer or commodity salesrepresentative is required to make and maintain under section409.858, within or without this state, in a manner which isreasonable under the circumstances. Commodity broker-dealers andcommodity sales representatives shall make their recordsavailable to the commissioner in a readable form.

2. The commissioner may copy records or require a licensedperson to copy records and provide the copies to the commissionerin a manner reasonable under the circumstances.

3. The commissioner may impose reasonable fees forconducting an examination pursuant to this section.

(L. 1985 H.B. 409 & 532 § 25)

State Codes and Statutes

Statutes > Missouri > T26 > C409 > 409_860

Records--examination without notice--fees.

409.860. 1. The commissioner, without prior notice, mayexamine the records and require copies of the records which alicensed commodity broker-dealer or commodity salesrepresentative is required to make and maintain under section409.858, within or without this state, in a manner which isreasonable under the circumstances. Commodity broker-dealers andcommodity sales representatives shall make their recordsavailable to the commissioner in a readable form.

2. The commissioner may copy records or require a licensedperson to copy records and provide the copies to the commissionerin a manner reasonable under the circumstances.

3. The commissioner may impose reasonable fees forconducting an examination pursuant to this section.

(L. 1985 H.B. 409 & 532 § 25)

State Codes and Statutes

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State Codes and Statutes

Statutes > Missouri > T26 > C409 > 409_860

Records--examination without notice--fees.

409.860. 1. The commissioner, without prior notice, mayexamine the records and require copies of the records which alicensed commodity broker-dealer or commodity salesrepresentative is required to make and maintain under section409.858, within or without this state, in a manner which isreasonable under the circumstances. Commodity broker-dealers andcommodity sales representatives shall make their recordsavailable to the commissioner in a readable form.

2. The commissioner may copy records or require a licensedperson to copy records and provide the copies to the commissionerin a manner reasonable under the circumstances.

3. The commissioner may impose reasonable fees forconducting an examination pursuant to this section.

(L. 1985 H.B. 409 & 532 § 25)