628A.020 - Duties of financial planner. - Nevada Statutes

State Codes and Statutes

Statutes > Nevada > Title-54 > Chapter-628a > 628a-020

628A.020 Duties of financial planner. A financial planner has the duty of a fiduciary toward a client. A financial planner shall disclose to a client, at the time advice is given, any gain the financial planner may receive, such as profit or commission, if the advice is followed. A financial planner shall make diligent inquiry of each client to ascertain initially, and keep currently informed concerning, the client’s financial circumstances and obligations and the client’s present and anticipated obligations to and goals for his or her family.

(Added to NRS by 1993, 1372)

State Codes and Statutes

Statutes > Nevada > Title-54 > Chapter-628a > 628a-020

628A.020 Duties of financial planner. A financial planner has the duty of a fiduciary toward a client. A financial planner shall disclose to a client, at the time advice is given, any gain the financial planner may receive, such as profit or commission, if the advice is followed. A financial planner shall make diligent inquiry of each client to ascertain initially, and keep currently informed concerning, the client’s financial circumstances and obligations and the client’s present and anticipated obligations to and goals for his or her family.

(Added to NRS by 1993, 1372)

State Codes and Statutes

Back To Homepage

State Codes and Statutes

Statutes > Nevada > Title-54 > Chapter-628a > 628a-020

628A.020 Duties of financial planner. A financial planner has the duty of a fiduciary toward a client. A financial planner shall disclose to a client, at the time advice is given, any gain the financial planner may receive, such as profit or commission, if the advice is followed. A financial planner shall make diligent inquiry of each client to ascertain initially, and keep currently informed concerning, the client’s financial circumstances and obligations and the client’s present and anticipated obligations to and goals for his or her family.

(Added to NRS by 1993, 1372)