State Codes and Statutes

Statutes > New-york > Pba > Article-5 > Title-11 > 1265-a

§  1265-a.  Contracts.  1.  The  provisions of this section shall only  apply to procurements by the authority commenced during the period  from  April  first, nineteen hundred eighty-seven until December thirty-first,  nineteen  hundred  ninety-one,  and  during  the  period  from  December  sixteenth,  nineteen  hundred  ninety-three  until  June  thirtieth, two  thousand eleven; provided, however, that the provisions of this  section  shall not apply to (i) the award of any contract of the authority if the  bid  documents  for  such contract so provide and such bid documents are  issued within sixty days of the effective date of this section or within  sixty days of December sixteenth, nineteen hundred ninety-three, or (ii)  for a period of one hundred eighty days after the effective date of this  section or for a period  of  one  hundred  eighty  days  after  December  sixteenth,  nineteen hundred ninety-three, the award of any contract for  which an invitation to bid, solicitation, request for proposal,  or  any  similar document has been issued by the authority prior to the effective  date  of  this section or during the period from January first, nineteen  hundred  ninety-two   until   December   sixteenth,   nineteen   hundred  ninety-three.    2.  (a)  Except  as  otherwise  provided in this section, all purchase  contracts for supplies, materials or equipment  involving  an  estimated  expenditure  in excess of fifteen thousand dollars and all contracts for  public work involving an estimated expenditure in excess of  twenty-five  thousand  dollars  shall  be  awarded  by  the  authority  to the lowest  responsible bidder after obtaining sealed bids in the manner hereinafter  set forth. For purposes hereof, contracts for public work shall  exclude  contracts  for  personal, engineering and architectural, or professional  services. The authority may reject all bids and obtain new bids  in  the  manner provided by this section when it is deemed in the public interest  to  do  so  or,  in  cases  where two or more responsible bidders submit  identical bids which are the lowest bids, award the contract to  any  of  such  bidders or obtain new bids from such bidders. Nothing herein shall  obligate the authority to seek new bids after the rejection of  bids  or  after  cancellation  of  an  invitation  to bid. Nothing in this section  shall prohibit the evaluation of bids on the basis of costs  or  savings  including  life  cycle costs of the item to be purchased, discounts, and  inspection services so long as the invitation  to  bid  reasonably  sets  forth  the criteria to be used in evaluating such costs or savings. Life  cycle costs may include but shall not be limited  to  costs  or  savings  associated  with  installation,  energy  use, maintenance, operation and  salvage or disposal.    (b) Section twenty-eight hundred seventy-nine of  this  chapter  shall  apply  to  the authority's acquisition of goods or services of any kind,  in the actual or estimated amount of fifteen thousand dollars  or  more,  provided  that  a  contract  for  personal  services  in  the  actual or  estimated amount of less than twenty thousand dollars shall not  require  approval  by  the board of the authority regardless of the length of the  period over which the services are rendered, and provided further that a  contract for personal services in the  actual  or  estimated  amount  of  twenty  thousand  dollars or more shall require approval by the board of  the authority regardless of the length of  the  period  over  which  the  services are rendered.    (c)(1)  Notwithstanding  the  provisions  of  paragraph  (a)  of  this  subdivision, the authority  shall  establish  guidelines  governing  the  qualifications  of  bidders  entering  into contracts for its project to  bring the Long Island Rail Road into Grand Central Terminal ("East  Side  Access  Project").  The  bidding  may  be  restricted  to those who have  qualified prior to the receipt of bids according to standards  fixed  by  the  authority; provided, however, that the award of contracts shall, tothe extent not inconsistent with this paragraph, be in  accordance  with  paragraph (a) of this subdivision.    (2)  In  determining  whether  a  prospective bidder qualifies for the  inclusion on a list of prequalified bidders for  the  East  Side  Access  Project,  the  authority  shall  consider:  (i)  the experience and past  performance of the prospective bidder;  (ii)  the  prospective  bidder's  ability  to  undertake  work,  including  but  not limited to whether it  participates in state approved apprenticeship programs  and  whether  it  utilizes employees who are represented by labor organizations; (iii) the  financial  capability  and responsibility of the prospective bidder; and  (iv) the records of the prospective bidder in  complying  with  existing  labor  standards.  The authority may also consider such other factors as  it deems appropriate.    3. (a) Advertisement for bids, when required by this section, shall be  published at least once in a newspaper of  general  circulation  in  the  area  served  by  the  authority  and  in  the procurement opportunities  newsletter  published  pursuant  to  article  four-C  of  the   economic  development law provided that, notwithstanding the provisions of article  four-C  of  the economic development law, an advertisement shall only be  required for a purchase contract for supplies,  materials  or  equipment  when  required  by  this  section. Publication in a newspaper of general  circulation in the area  served  or  in  the  procurement  opportunities  newsletter  shall  not  be  required if bids for contracts for supplies,  materials or  equipment  are  of  a  type  regularly  purchased  by  the  authority and are to be solicited from a list of potential suppliers, if  such  list  is  or  has been developed consistent with the provisions of  subdivision six of this section. Any such advertisement shall contain  a  statement of: (i) the time and place where bids received pursuant to any  notice requesting sealed bids will be publicly opened and read; (ii) the  name  of  the  contracting  agency;  (iii)  the  contract identification  number;  (iv)  a  brief  description  of  the  public  work,   supplies,  materials,  or  equipment  sought,  the  location  where  work  is to be  performed, goods are to  be  delivered  or  services  provided  and  the  contract  term;  (v)  the  address  where  bids  or  proposals are to be  submitted; (vi) the date  when  bids  or  proposals  are  due;  (vii)  a  description   of   any   eligibility  or  qualification  requirement  or  preference; (viii) a statement as to whether the  contract  requirements  may  be  fulfilled  by a subcontracting, joint venture, or co-production  arrangement; (ix) any  other  information  deemed  useful  to  potential  contractors;  and  (x)  the  name,  address, and telephone number of the  person to be contacted for  additional  information.  At  least  fifteen  business  days  shall  elapse  between  the  first  publication  of such  advertisement or the solicitation of bids, as the case may be,  and  the  date of opening and reading of bids.    (b)  The  authority  may designate any officer or employee to open the  bids at the time and place bids are to be opened and  may  designate  an  officer  to  award  the  contract to the lowest responsible bidder. Such  designee shall make a record of all bids in such form and detail as  the  authority  shall  prescribe.  All bids received shall be publicly opened  and read at the time and place specified in the advertisement or at  the  time  of  solicitation,  or  to  which the opening and reading have been  adjourned by the authority. All bidders shall be notified  of  the  time  and place of any such adjournment.    4.  Notwithstanding  the  foregoing,  the authority may, by resolution  approved by a two-thirds vote of its members then in  office,  or  by  a  majority  vote  of  its members with respect to contracts proposed to be  let  pursuant  to  paragraph  (a)  of  this  subdivision  declare   that  competitive  bidding  is  impractical  or  inappropriate  because of theexistence  of  any  of  the  circumstances  hereinafter  set  forth  and  thereafter   the  authority  may  proceed  to  award  contracts  without  complying with the requirements of subdivision  two  or  three  of  this  section.  In  each case where the authority declares competitive bidding  impractical or inappropriate, it shall  state  the  reason  therefor  in  writing  and summarize any negotiations that have been conducted. Except  for contracts awarded pursuant to paragraphs (a), (b), (c)  and  (e)  of  this subdivision, the authority shall not award any contract pursuant to  this  subdivision  earlier  than  thirty days from the date on which the  authority  declares  that  competitive   bidding   is   impractical   or  inappropriate.  Competitive  bidding may only be declared impractical or  inappropriate where:    (a) the existence of an emergency involving danger to life, safety  or  property  requires immediate action and cannot await competitive bidding  or the item to be purchased is essential to efficient operation  or  the  adequate  provision  of  service  and  as  a  consequence  of unforeseen  circumstance such purchase cannot await competitive bidding;    (b) the  item  to  be  purchased  is  available  only  from  a  single  responsible  source,  provided  that if bids have not been solicited for  such item pursuant  to  subdivision  two  of  this  section  within  the  preceding  twelve  months public notice shall first be given pursuant to  subdivision three of this section;    (c) the authority  receives  no  responsive  bids  or  only  a  single  responsive bid in response to an invitation for competitive bids;    (d)  the  authority  wishes  to  experiment  with or test a product or  technology or new source for such product or technology or evaluate  the  service or reliability of such product or technology;    (e)  the  item  is  available  through  an existing contract between a  vendor and  (i)  another  public  authority  provided  that  such  other  authority  utilized  a  process  of  competitive bidding or a process of  competitive requests for proposals  to  award  such  contracts  or  (ii)  Nassau  county,  or  (iii) the state of New York or (iv) the city of New  York, provided that in any case when under this paragraph the  authority  determines  that  obtaining  such  item  thereby  would be in the public  interest  and  sets  forth  the  reasons  for  such  determination.  The  authority  shall  accept  sole  responsibility  for  any payment due the  vendor as a result of the authority's order; or    (f) the authority determines that it is  in  the  public  interest  to  award  contracts  pursuant  to  a  process  for competitive requests for  proposals as hereinafter set forth. For  purposes  of  this  section,  a  process  for  competitive  requests for proposals shall mean a method of  soliciting proposals and awarding a contract on the basis  of  a  formal  evaluation  of  the  characteristics,  such  as  quality, cost, delivery  schedule and  financing  of  such  proposals  against  stated  selection  criteria.  Public notice of the requests for proposals shall be given in  the same manner as provided in subdivision three  of  this  section  and  shall include the selection criteria. In the event the authority makes a  material  change  in the selection criteria from those previously stated  in the notice, it will inform all proposers of such  change  and  permit  proposers to modify their proposals.    (i) The authority may award a contract pursuant to this paragraph only  after  a resolution approved by a two-thirds vote of its members then in  office at a public meeting of the authority  with  such  resolution  (A)  disclosing the other proposers and the substance of their proposals, (B)  summarizing the negotiation process including the opportunities, if any,  available  to  proposers  to present and modify their proposals, and (C)  setting forth the criteria upon which the selection was made.(ii)  Nothing  in  this  paragraph  shall  require  or  preclude   (A)  negotiations  with  any  proposers following the receipt of responses to  the request for proposals, or (B) the rejection of any or all  proposals  at  any  time.  Upon  the  rejection of all proposals, the authority may  solicit new proposals or bids in any manner prescribed in this section.    (g)  the authority issues a competitive request for proposals pursuant  to the procedures of paragraph (f) of this subdivision for the  purchase  or  rehabilitation  of  rail  cars  and  omnibuses. Any such request may  include among the stated selection criteria the performance of all or  a  portion of the contract at sites within the state of New York or the use  of  goods  produced  or  services provided within the state of New York,  provided however that in no event shall the authority award  a  contract  to  a  manufacturer whose final offer, as expressed in unit cost is more  than ten percent higher than the unit cost of  any  qualified  competing  final  offer, if the sole basis for such award is that the higher priced  offer includes more favorable  provision  for  the  performance  of  the  contract  within  the  state of New York or the use of goods produced or  services provided within the state of New  York,  and  further  provided  that  the authority's discretion to award a contract to any manufacturer  shall not be so limited if a basis for such award, as determined by  the  authority,   is  superior  financing,  delivery  schedule,  life  cycle,  reliability, or any other factor the authority  deems  relevant  to  its  operations.    (i) The authority may award a contract pursuant to this paragraph only  after a resolution approved by a vote of not less than a two-thirds vote  of  its members then in office at a public meeting of the authority with  such resolution (A) disclosing the other proposers and the substance  of  their  proposals,  (B) summarizing the negotiation process including the  opportunities, if any, available to  proposers  to  present  and  modify  their  proposals,  and  (C)  setting  forth  the criteria upon which the  selection was made.    (ii)  Nothing  in  this  paragraph  shall  require  or  preclude   (A)  negotiations  with  any  proposers following the receipt of responses to  the request for proposals, or (B) the rejection of any or all  proposals  at  any  time.  Upon  the  rejection of all proposals, the authority may  solicit new proposals or bids in any manner prescribed in this section.    5. Upon the adoption of a resolution by  the  authority  stating,  for  reasons   of   efficiency,   economy,   compatibility   or   maintenance  reliability, that there is a need for standardization, the authority may  establish procedures whereby particular supplies, materials or equipment  are identified on a  qualified  products  list.  Such  procedures  shall  provide for products or vendors to be added to or deleted from such list  and  shall  include provisions for public advertisement of the manner in  which such lists are compiled. The authority shall review such  list  no  less  than  twice  a  year for the purpose of making such modifications.  Contracts for particular supplies, materials or equipment identified  on  a  qualified products list may be awarded by the authority to the lowest  responsible bidder after obtaining sealed bids in accordance  with  this  section or without competitive sealed bids in instances when the item is  available  from  only  a  single  source,  except that the authority may  dispense  with  advertising  provided  that  it  mails  copies  of   the  invitation to bid to all vendors of the particular item on the qualified  products list.    6.  The  authority  shall  compile  a  list  of  potential  sources of  supplies, materials or  equipment  regularly  purchased.  The  authority  shall,  by  resolution,  set  forth the procedures it has established to  identify new sources and to notify such new sources of  the  opportunity  to  bid  for  contracts  for  the  purchase  of  supplies,  materials orequipment. Such procedures shall include, but not  be  limited  to:  (a)  advertising  in  trade journals; (b) cooperation with federal, state and  local agencies within its area of operations;  (c)  publication  in  the  state  register  quarterly;  and  (d) procedures established pursuant to  subdivision thirteen of  section  twelve  hundred  sixty-six-c  of  this  article.    7.  The  provisions  of  this  section  shall  not supersede any other  provisions  of  law  relative  to  purchases  of  products  or   devices  manufactured  or  provided  by  the  blind or other severely handicapped  persons, to the invitation and acceptance of bids from small or minority  business enterprises or to  the  purchases  of  supplies,  materials  or  equipment  through  the  office  of  general  services.  Except  as  may  otherwise be provided by law or as more  restrictively  defined  in  the  official  policy or bid specifications of the authority, the term "small  business"  means  a  small  business  or  similar  term,  under  federal  regulations  applicable to projects of the authority which are federally  assisted.    8. The provisions of this section shall not apply to  any  procurement  made  by  any other public entity not otherwise required by law to award  contracts for such purchases to the lowest responsible  bidder  if  such  purchases are made at the sole cost and expense of such entity.

State Codes and Statutes

Statutes > New-york > Pba > Article-5 > Title-11 > 1265-a

§  1265-a.  Contracts.  1.  The  provisions of this section shall only  apply to procurements by the authority commenced during the period  from  April  first, nineteen hundred eighty-seven until December thirty-first,  nineteen  hundred  ninety-one,  and  during  the  period  from  December  sixteenth,  nineteen  hundred  ninety-three  until  June  thirtieth, two  thousand eleven; provided, however, that the provisions of this  section  shall not apply to (i) the award of any contract of the authority if the  bid  documents  for  such contract so provide and such bid documents are  issued within sixty days of the effective date of this section or within  sixty days of December sixteenth, nineteen hundred ninety-three, or (ii)  for a period of one hundred eighty days after the effective date of this  section or for a period  of  one  hundred  eighty  days  after  December  sixteenth,  nineteen hundred ninety-three, the award of any contract for  which an invitation to bid, solicitation, request for proposal,  or  any  similar document has been issued by the authority prior to the effective  date  of  this section or during the period from January first, nineteen  hundred  ninety-two   until   December   sixteenth,   nineteen   hundred  ninety-three.    2.  (a)  Except  as  otherwise  provided in this section, all purchase  contracts for supplies, materials or equipment  involving  an  estimated  expenditure  in excess of fifteen thousand dollars and all contracts for  public work involving an estimated expenditure in excess of  twenty-five  thousand  dollars  shall  be  awarded  by  the  authority  to the lowest  responsible bidder after obtaining sealed bids in the manner hereinafter  set forth. For purposes hereof, contracts for public work shall  exclude  contracts  for  personal, engineering and architectural, or professional  services. The authority may reject all bids and obtain new bids  in  the  manner provided by this section when it is deemed in the public interest  to  do  so  or,  in  cases  where two or more responsible bidders submit  identical bids which are the lowest bids, award the contract to  any  of  such  bidders or obtain new bids from such bidders. Nothing herein shall  obligate the authority to seek new bids after the rejection of  bids  or  after  cancellation  of  an  invitation  to bid. Nothing in this section  shall prohibit the evaluation of bids on the basis of costs  or  savings  including  life  cycle costs of the item to be purchased, discounts, and  inspection services so long as the invitation  to  bid  reasonably  sets  forth  the criteria to be used in evaluating such costs or savings. Life  cycle costs may include but shall not be limited  to  costs  or  savings  associated  with  installation,  energy  use, maintenance, operation and  salvage or disposal.    (b) Section twenty-eight hundred seventy-nine of  this  chapter  shall  apply  to  the authority's acquisition of goods or services of any kind,  in the actual or estimated amount of fifteen thousand dollars  or  more,  provided  that  a  contract  for  personal  services  in  the  actual or  estimated amount of less than twenty thousand dollars shall not  require  approval  by  the board of the authority regardless of the length of the  period over which the services are rendered, and provided further that a  contract for personal services in the  actual  or  estimated  amount  of  twenty  thousand  dollars or more shall require approval by the board of  the authority regardless of the length of  the  period  over  which  the  services are rendered.    (c)(1)  Notwithstanding  the  provisions  of  paragraph  (a)  of  this  subdivision, the authority  shall  establish  guidelines  governing  the  qualifications  of  bidders  entering  into contracts for its project to  bring the Long Island Rail Road into Grand Central Terminal ("East  Side  Access  Project").  The  bidding  may  be  restricted  to those who have  qualified prior to the receipt of bids according to standards  fixed  by  the  authority; provided, however, that the award of contracts shall, tothe extent not inconsistent with this paragraph, be in  accordance  with  paragraph (a) of this subdivision.    (2)  In  determining  whether  a  prospective bidder qualifies for the  inclusion on a list of prequalified bidders for  the  East  Side  Access  Project,  the  authority  shall  consider:  (i)  the experience and past  performance of the prospective bidder;  (ii)  the  prospective  bidder's  ability  to  undertake  work,  including  but  not limited to whether it  participates in state approved apprenticeship programs  and  whether  it  utilizes employees who are represented by labor organizations; (iii) the  financial  capability  and responsibility of the prospective bidder; and  (iv) the records of the prospective bidder in  complying  with  existing  labor  standards.  The authority may also consider such other factors as  it deems appropriate.    3. (a) Advertisement for bids, when required by this section, shall be  published at least once in a newspaper of  general  circulation  in  the  area  served  by  the  authority  and  in  the procurement opportunities  newsletter  published  pursuant  to  article  four-C  of  the   economic  development law provided that, notwithstanding the provisions of article  four-C  of  the economic development law, an advertisement shall only be  required for a purchase contract for supplies,  materials  or  equipment  when  required  by  this  section. Publication in a newspaper of general  circulation in the area  served  or  in  the  procurement  opportunities  newsletter  shall  not  be  required if bids for contracts for supplies,  materials or  equipment  are  of  a  type  regularly  purchased  by  the  authority and are to be solicited from a list of potential suppliers, if  such  list  is  or  has been developed consistent with the provisions of  subdivision six of this section. Any such advertisement shall contain  a  statement of: (i) the time and place where bids received pursuant to any  notice requesting sealed bids will be publicly opened and read; (ii) the  name  of  the  contracting  agency;  (iii)  the  contract identification  number;  (iv)  a  brief  description  of  the  public  work,   supplies,  materials,  or  equipment  sought,  the  location  where  work  is to be  performed, goods are to  be  delivered  or  services  provided  and  the  contract  term;  (v)  the  address  where  bids  or  proposals are to be  submitted; (vi) the date  when  bids  or  proposals  are  due;  (vii)  a  description   of   any   eligibility  or  qualification  requirement  or  preference; (viii) a statement as to whether the  contract  requirements  may  be  fulfilled  by a subcontracting, joint venture, or co-production  arrangement; (ix) any  other  information  deemed  useful  to  potential  contractors;  and  (x)  the  name,  address, and telephone number of the  person to be contacted for  additional  information.  At  least  fifteen  business  days  shall  elapse  between  the  first  publication  of such  advertisement or the solicitation of bids, as the case may be,  and  the  date of opening and reading of bids.    (b)  The  authority  may designate any officer or employee to open the  bids at the time and place bids are to be opened and  may  designate  an  officer  to  award  the  contract to the lowest responsible bidder. Such  designee shall make a record of all bids in such form and detail as  the  authority  shall  prescribe.  All bids received shall be publicly opened  and read at the time and place specified in the advertisement or at  the  time  of  solicitation,  or  to  which the opening and reading have been  adjourned by the authority. All bidders shall be notified  of  the  time  and place of any such adjournment.    4.  Notwithstanding  the  foregoing,  the authority may, by resolution  approved by a two-thirds vote of its members then in  office,  or  by  a  majority  vote  of  its members with respect to contracts proposed to be  let  pursuant  to  paragraph  (a)  of  this  subdivision  declare   that  competitive  bidding  is  impractical  or  inappropriate  because of theexistence  of  any  of  the  circumstances  hereinafter  set  forth  and  thereafter   the  authority  may  proceed  to  award  contracts  without  complying with the requirements of subdivision  two  or  three  of  this  section.  In  each case where the authority declares competitive bidding  impractical or inappropriate, it shall  state  the  reason  therefor  in  writing  and summarize any negotiations that have been conducted. Except  for contracts awarded pursuant to paragraphs (a), (b), (c)  and  (e)  of  this subdivision, the authority shall not award any contract pursuant to  this  subdivision  earlier  than  thirty days from the date on which the  authority  declares  that  competitive   bidding   is   impractical   or  inappropriate.  Competitive  bidding may only be declared impractical or  inappropriate where:    (a) the existence of an emergency involving danger to life, safety  or  property  requires immediate action and cannot await competitive bidding  or the item to be purchased is essential to efficient operation  or  the  adequate  provision  of  service  and  as  a  consequence  of unforeseen  circumstance such purchase cannot await competitive bidding;    (b) the  item  to  be  purchased  is  available  only  from  a  single  responsible  source,  provided  that if bids have not been solicited for  such item pursuant  to  subdivision  two  of  this  section  within  the  preceding  twelve  months public notice shall first be given pursuant to  subdivision three of this section;    (c) the authority  receives  no  responsive  bids  or  only  a  single  responsive bid in response to an invitation for competitive bids;    (d)  the  authority  wishes  to  experiment  with or test a product or  technology or new source for such product or technology or evaluate  the  service or reliability of such product or technology;    (e)  the  item  is  available  through  an existing contract between a  vendor and  (i)  another  public  authority  provided  that  such  other  authority  utilized  a  process  of  competitive bidding or a process of  competitive requests for proposals  to  award  such  contracts  or  (ii)  Nassau  county,  or  (iii) the state of New York or (iv) the city of New  York, provided that in any case when under this paragraph the  authority  determines  that  obtaining  such  item  thereby  would be in the public  interest  and  sets  forth  the  reasons  for  such  determination.  The  authority  shall  accept  sole  responsibility  for  any payment due the  vendor as a result of the authority's order; or    (f) the authority determines that it is  in  the  public  interest  to  award  contracts  pursuant  to  a  process  for competitive requests for  proposals as hereinafter set forth. For  purposes  of  this  section,  a  process  for  competitive  requests for proposals shall mean a method of  soliciting proposals and awarding a contract on the basis  of  a  formal  evaluation  of  the  characteristics,  such  as  quality, cost, delivery  schedule and  financing  of  such  proposals  against  stated  selection  criteria.  Public notice of the requests for proposals shall be given in  the same manner as provided in subdivision three  of  this  section  and  shall include the selection criteria. In the event the authority makes a  material  change  in the selection criteria from those previously stated  in the notice, it will inform all proposers of such  change  and  permit  proposers to modify their proposals.    (i) The authority may award a contract pursuant to this paragraph only  after  a resolution approved by a two-thirds vote of its members then in  office at a public meeting of the authority  with  such  resolution  (A)  disclosing the other proposers and the substance of their proposals, (B)  summarizing the negotiation process including the opportunities, if any,  available  to  proposers  to present and modify their proposals, and (C)  setting forth the criteria upon which the selection was made.(ii)  Nothing  in  this  paragraph  shall  require  or  preclude   (A)  negotiations  with  any  proposers following the receipt of responses to  the request for proposals, or (B) the rejection of any or all  proposals  at  any  time.  Upon  the  rejection of all proposals, the authority may  solicit new proposals or bids in any manner prescribed in this section.    (g)  the authority issues a competitive request for proposals pursuant  to the procedures of paragraph (f) of this subdivision for the  purchase  or  rehabilitation  of  rail  cars  and  omnibuses. Any such request may  include among the stated selection criteria the performance of all or  a  portion of the contract at sites within the state of New York or the use  of  goods  produced  or  services provided within the state of New York,  provided however that in no event shall the authority award  a  contract  to  a  manufacturer whose final offer, as expressed in unit cost is more  than ten percent higher than the unit cost of  any  qualified  competing  final  offer, if the sole basis for such award is that the higher priced  offer includes more favorable  provision  for  the  performance  of  the  contract  within  the  state of New York or the use of goods produced or  services provided within the state of New  York,  and  further  provided  that  the authority's discretion to award a contract to any manufacturer  shall not be so limited if a basis for such award, as determined by  the  authority,   is  superior  financing,  delivery  schedule,  life  cycle,  reliability, or any other factor the authority  deems  relevant  to  its  operations.    (i) The authority may award a contract pursuant to this paragraph only  after a resolution approved by a vote of not less than a two-thirds vote  of  its members then in office at a public meeting of the authority with  such resolution (A) disclosing the other proposers and the substance  of  their  proposals,  (B) summarizing the negotiation process including the  opportunities, if any, available to  proposers  to  present  and  modify  their  proposals,  and  (C)  setting  forth  the criteria upon which the  selection was made.    (ii)  Nothing  in  this  paragraph  shall  require  or  preclude   (A)  negotiations  with  any  proposers following the receipt of responses to  the request for proposals, or (B) the rejection of any or all  proposals  at  any  time.  Upon  the  rejection of all proposals, the authority may  solicit new proposals or bids in any manner prescribed in this section.    5. Upon the adoption of a resolution by  the  authority  stating,  for  reasons   of   efficiency,   economy,   compatibility   or   maintenance  reliability, that there is a need for standardization, the authority may  establish procedures whereby particular supplies, materials or equipment  are identified on a  qualified  products  list.  Such  procedures  shall  provide for products or vendors to be added to or deleted from such list  and  shall  include provisions for public advertisement of the manner in  which such lists are compiled. The authority shall review such  list  no  less  than  twice  a  year for the purpose of making such modifications.  Contracts for particular supplies, materials or equipment identified  on  a  qualified products list may be awarded by the authority to the lowest  responsible bidder after obtaining sealed bids in accordance  with  this  section or without competitive sealed bids in instances when the item is  available  from  only  a  single  source,  except that the authority may  dispense  with  advertising  provided  that  it  mails  copies  of   the  invitation to bid to all vendors of the particular item on the qualified  products list.    6.  The  authority  shall  compile  a  list  of  potential  sources of  supplies, materials or  equipment  regularly  purchased.  The  authority  shall,  by  resolution,  set  forth the procedures it has established to  identify new sources and to notify such new sources of  the  opportunity  to  bid  for  contracts  for  the  purchase  of  supplies,  materials orequipment. Such procedures shall include, but not  be  limited  to:  (a)  advertising  in  trade journals; (b) cooperation with federal, state and  local agencies within its area of operations;  (c)  publication  in  the  state  register  quarterly;  and  (d) procedures established pursuant to  subdivision thirteen of  section  twelve  hundred  sixty-six-c  of  this  article.    7.  The  provisions  of  this  section  shall  not supersede any other  provisions  of  law  relative  to  purchases  of  products  or   devices  manufactured  or  provided  by  the  blind or other severely handicapped  persons, to the invitation and acceptance of bids from small or minority  business enterprises or to  the  purchases  of  supplies,  materials  or  equipment  through  the  office  of  general  services.  Except  as  may  otherwise be provided by law or as more  restrictively  defined  in  the  official  policy or bid specifications of the authority, the term "small  business"  means  a  small  business  or  similar  term,  under  federal  regulations  applicable to projects of the authority which are federally  assisted.    8. The provisions of this section shall not apply to  any  procurement  made  by  any other public entity not otherwise required by law to award  contracts for such purchases to the lowest responsible  bidder  if  such  purchases are made at the sole cost and expense of such entity.

State Codes and Statutes

State Codes and Statutes

Statutes > New-york > Pba > Article-5 > Title-11 > 1265-a

§  1265-a.  Contracts.  1.  The  provisions of this section shall only  apply to procurements by the authority commenced during the period  from  April  first, nineteen hundred eighty-seven until December thirty-first,  nineteen  hundred  ninety-one,  and  during  the  period  from  December  sixteenth,  nineteen  hundred  ninety-three  until  June  thirtieth, two  thousand eleven; provided, however, that the provisions of this  section  shall not apply to (i) the award of any contract of the authority if the  bid  documents  for  such contract so provide and such bid documents are  issued within sixty days of the effective date of this section or within  sixty days of December sixteenth, nineteen hundred ninety-three, or (ii)  for a period of one hundred eighty days after the effective date of this  section or for a period  of  one  hundred  eighty  days  after  December  sixteenth,  nineteen hundred ninety-three, the award of any contract for  which an invitation to bid, solicitation, request for proposal,  or  any  similar document has been issued by the authority prior to the effective  date  of  this section or during the period from January first, nineteen  hundred  ninety-two   until   December   sixteenth,   nineteen   hundred  ninety-three.    2.  (a)  Except  as  otherwise  provided in this section, all purchase  contracts for supplies, materials or equipment  involving  an  estimated  expenditure  in excess of fifteen thousand dollars and all contracts for  public work involving an estimated expenditure in excess of  twenty-five  thousand  dollars  shall  be  awarded  by  the  authority  to the lowest  responsible bidder after obtaining sealed bids in the manner hereinafter  set forth. For purposes hereof, contracts for public work shall  exclude  contracts  for  personal, engineering and architectural, or professional  services. The authority may reject all bids and obtain new bids  in  the  manner provided by this section when it is deemed in the public interest  to  do  so  or,  in  cases  where two or more responsible bidders submit  identical bids which are the lowest bids, award the contract to  any  of  such  bidders or obtain new bids from such bidders. Nothing herein shall  obligate the authority to seek new bids after the rejection of  bids  or  after  cancellation  of  an  invitation  to bid. Nothing in this section  shall prohibit the evaluation of bids on the basis of costs  or  savings  including  life  cycle costs of the item to be purchased, discounts, and  inspection services so long as the invitation  to  bid  reasonably  sets  forth  the criteria to be used in evaluating such costs or savings. Life  cycle costs may include but shall not be limited  to  costs  or  savings  associated  with  installation,  energy  use, maintenance, operation and  salvage or disposal.    (b) Section twenty-eight hundred seventy-nine of  this  chapter  shall  apply  to  the authority's acquisition of goods or services of any kind,  in the actual or estimated amount of fifteen thousand dollars  or  more,  provided  that  a  contract  for  personal  services  in  the  actual or  estimated amount of less than twenty thousand dollars shall not  require  approval  by  the board of the authority regardless of the length of the  period over which the services are rendered, and provided further that a  contract for personal services in the  actual  or  estimated  amount  of  twenty  thousand  dollars or more shall require approval by the board of  the authority regardless of the length of  the  period  over  which  the  services are rendered.    (c)(1)  Notwithstanding  the  provisions  of  paragraph  (a)  of  this  subdivision, the authority  shall  establish  guidelines  governing  the  qualifications  of  bidders  entering  into contracts for its project to  bring the Long Island Rail Road into Grand Central Terminal ("East  Side  Access  Project").  The  bidding  may  be  restricted  to those who have  qualified prior to the receipt of bids according to standards  fixed  by  the  authority; provided, however, that the award of contracts shall, tothe extent not inconsistent with this paragraph, be in  accordance  with  paragraph (a) of this subdivision.    (2)  In  determining  whether  a  prospective bidder qualifies for the  inclusion on a list of prequalified bidders for  the  East  Side  Access  Project,  the  authority  shall  consider:  (i)  the experience and past  performance of the prospective bidder;  (ii)  the  prospective  bidder's  ability  to  undertake  work,  including  but  not limited to whether it  participates in state approved apprenticeship programs  and  whether  it  utilizes employees who are represented by labor organizations; (iii) the  financial  capability  and responsibility of the prospective bidder; and  (iv) the records of the prospective bidder in  complying  with  existing  labor  standards.  The authority may also consider such other factors as  it deems appropriate.    3. (a) Advertisement for bids, when required by this section, shall be  published at least once in a newspaper of  general  circulation  in  the  area  served  by  the  authority  and  in  the procurement opportunities  newsletter  published  pursuant  to  article  four-C  of  the   economic  development law provided that, notwithstanding the provisions of article  four-C  of  the economic development law, an advertisement shall only be  required for a purchase contract for supplies,  materials  or  equipment  when  required  by  this  section. Publication in a newspaper of general  circulation in the area  served  or  in  the  procurement  opportunities  newsletter  shall  not  be  required if bids for contracts for supplies,  materials or  equipment  are  of  a  type  regularly  purchased  by  the  authority and are to be solicited from a list of potential suppliers, if  such  list  is  or  has been developed consistent with the provisions of  subdivision six of this section. Any such advertisement shall contain  a  statement of: (i) the time and place where bids received pursuant to any  notice requesting sealed bids will be publicly opened and read; (ii) the  name  of  the  contracting  agency;  (iii)  the  contract identification  number;  (iv)  a  brief  description  of  the  public  work,   supplies,  materials,  or  equipment  sought,  the  location  where  work  is to be  performed, goods are to  be  delivered  or  services  provided  and  the  contract  term;  (v)  the  address  where  bids  or  proposals are to be  submitted; (vi) the date  when  bids  or  proposals  are  due;  (vii)  a  description   of   any   eligibility  or  qualification  requirement  or  preference; (viii) a statement as to whether the  contract  requirements  may  be  fulfilled  by a subcontracting, joint venture, or co-production  arrangement; (ix) any  other  information  deemed  useful  to  potential  contractors;  and  (x)  the  name,  address, and telephone number of the  person to be contacted for  additional  information.  At  least  fifteen  business  days  shall  elapse  between  the  first  publication  of such  advertisement or the solicitation of bids, as the case may be,  and  the  date of opening and reading of bids.    (b)  The  authority  may designate any officer or employee to open the  bids at the time and place bids are to be opened and  may  designate  an  officer  to  award  the  contract to the lowest responsible bidder. Such  designee shall make a record of all bids in such form and detail as  the  authority  shall  prescribe.  All bids received shall be publicly opened  and read at the time and place specified in the advertisement or at  the  time  of  solicitation,  or  to  which the opening and reading have been  adjourned by the authority. All bidders shall be notified  of  the  time  and place of any such adjournment.    4.  Notwithstanding  the  foregoing,  the authority may, by resolution  approved by a two-thirds vote of its members then in  office,  or  by  a  majority  vote  of  its members with respect to contracts proposed to be  let  pursuant  to  paragraph  (a)  of  this  subdivision  declare   that  competitive  bidding  is  impractical  or  inappropriate  because of theexistence  of  any  of  the  circumstances  hereinafter  set  forth  and  thereafter   the  authority  may  proceed  to  award  contracts  without  complying with the requirements of subdivision  two  or  three  of  this  section.  In  each case where the authority declares competitive bidding  impractical or inappropriate, it shall  state  the  reason  therefor  in  writing  and summarize any negotiations that have been conducted. Except  for contracts awarded pursuant to paragraphs (a), (b), (c)  and  (e)  of  this subdivision, the authority shall not award any contract pursuant to  this  subdivision  earlier  than  thirty days from the date on which the  authority  declares  that  competitive   bidding   is   impractical   or  inappropriate.  Competitive  bidding may only be declared impractical or  inappropriate where:    (a) the existence of an emergency involving danger to life, safety  or  property  requires immediate action and cannot await competitive bidding  or the item to be purchased is essential to efficient operation  or  the  adequate  provision  of  service  and  as  a  consequence  of unforeseen  circumstance such purchase cannot await competitive bidding;    (b) the  item  to  be  purchased  is  available  only  from  a  single  responsible  source,  provided  that if bids have not been solicited for  such item pursuant  to  subdivision  two  of  this  section  within  the  preceding  twelve  months public notice shall first be given pursuant to  subdivision three of this section;    (c) the authority  receives  no  responsive  bids  or  only  a  single  responsive bid in response to an invitation for competitive bids;    (d)  the  authority  wishes  to  experiment  with or test a product or  technology or new source for such product or technology or evaluate  the  service or reliability of such product or technology;    (e)  the  item  is  available  through  an existing contract between a  vendor and  (i)  another  public  authority  provided  that  such  other  authority  utilized  a  process  of  competitive bidding or a process of  competitive requests for proposals  to  award  such  contracts  or  (ii)  Nassau  county,  or  (iii) the state of New York or (iv) the city of New  York, provided that in any case when under this paragraph the  authority  determines  that  obtaining  such  item  thereby  would be in the public  interest  and  sets  forth  the  reasons  for  such  determination.  The  authority  shall  accept  sole  responsibility  for  any payment due the  vendor as a result of the authority's order; or    (f) the authority determines that it is  in  the  public  interest  to  award  contracts  pursuant  to  a  process  for competitive requests for  proposals as hereinafter set forth. For  purposes  of  this  section,  a  process  for  competitive  requests for proposals shall mean a method of  soliciting proposals and awarding a contract on the basis  of  a  formal  evaluation  of  the  characteristics,  such  as  quality, cost, delivery  schedule and  financing  of  such  proposals  against  stated  selection  criteria.  Public notice of the requests for proposals shall be given in  the same manner as provided in subdivision three  of  this  section  and  shall include the selection criteria. In the event the authority makes a  material  change  in the selection criteria from those previously stated  in the notice, it will inform all proposers of such  change  and  permit  proposers to modify their proposals.    (i) The authority may award a contract pursuant to this paragraph only  after  a resolution approved by a two-thirds vote of its members then in  office at a public meeting of the authority  with  such  resolution  (A)  disclosing the other proposers and the substance of their proposals, (B)  summarizing the negotiation process including the opportunities, if any,  available  to  proposers  to present and modify their proposals, and (C)  setting forth the criteria upon which the selection was made.(ii)  Nothing  in  this  paragraph  shall  require  or  preclude   (A)  negotiations  with  any  proposers following the receipt of responses to  the request for proposals, or (B) the rejection of any or all  proposals  at  any  time.  Upon  the  rejection of all proposals, the authority may  solicit new proposals or bids in any manner prescribed in this section.    (g)  the authority issues a competitive request for proposals pursuant  to the procedures of paragraph (f) of this subdivision for the  purchase  or  rehabilitation  of  rail  cars  and  omnibuses. Any such request may  include among the stated selection criteria the performance of all or  a  portion of the contract at sites within the state of New York or the use  of  goods  produced  or  services provided within the state of New York,  provided however that in no event shall the authority award  a  contract  to  a  manufacturer whose final offer, as expressed in unit cost is more  than ten percent higher than the unit cost of  any  qualified  competing  final  offer, if the sole basis for such award is that the higher priced  offer includes more favorable  provision  for  the  performance  of  the  contract  within  the  state of New York or the use of goods produced or  services provided within the state of New  York,  and  further  provided  that  the authority's discretion to award a contract to any manufacturer  shall not be so limited if a basis for such award, as determined by  the  authority,   is  superior  financing,  delivery  schedule,  life  cycle,  reliability, or any other factor the authority  deems  relevant  to  its  operations.    (i) The authority may award a contract pursuant to this paragraph only  after a resolution approved by a vote of not less than a two-thirds vote  of  its members then in office at a public meeting of the authority with  such resolution (A) disclosing the other proposers and the substance  of  their  proposals,  (B) summarizing the negotiation process including the  opportunities, if any, available to  proposers  to  present  and  modify  their  proposals,  and  (C)  setting  forth  the criteria upon which the  selection was made.    (ii)  Nothing  in  this  paragraph  shall  require  or  preclude   (A)  negotiations  with  any  proposers following the receipt of responses to  the request for proposals, or (B) the rejection of any or all  proposals  at  any  time.  Upon  the  rejection of all proposals, the authority may  solicit new proposals or bids in any manner prescribed in this section.    5. Upon the adoption of a resolution by  the  authority  stating,  for  reasons   of   efficiency,   economy,   compatibility   or   maintenance  reliability, that there is a need for standardization, the authority may  establish procedures whereby particular supplies, materials or equipment  are identified on a  qualified  products  list.  Such  procedures  shall  provide for products or vendors to be added to or deleted from such list  and  shall  include provisions for public advertisement of the manner in  which such lists are compiled. The authority shall review such  list  no  less  than  twice  a  year for the purpose of making such modifications.  Contracts for particular supplies, materials or equipment identified  on  a  qualified products list may be awarded by the authority to the lowest  responsible bidder after obtaining sealed bids in accordance  with  this  section or without competitive sealed bids in instances when the item is  available  from  only  a  single  source,  except that the authority may  dispense  with  advertising  provided  that  it  mails  copies  of   the  invitation to bid to all vendors of the particular item on the qualified  products list.    6.  The  authority  shall  compile  a  list  of  potential  sources of  supplies, materials or  equipment  regularly  purchased.  The  authority  shall,  by  resolution,  set  forth the procedures it has established to  identify new sources and to notify such new sources of  the  opportunity  to  bid  for  contracts  for  the  purchase  of  supplies,  materials orequipment. Such procedures shall include, but not  be  limited  to:  (a)  advertising  in  trade journals; (b) cooperation with federal, state and  local agencies within its area of operations;  (c)  publication  in  the  state  register  quarterly;  and  (d) procedures established pursuant to  subdivision thirteen of  section  twelve  hundred  sixty-six-c  of  this  article.    7.  The  provisions  of  this  section  shall  not supersede any other  provisions  of  law  relative  to  purchases  of  products  or   devices  manufactured  or  provided  by  the  blind or other severely handicapped  persons, to the invitation and acceptance of bids from small or minority  business enterprises or to  the  purchases  of  supplies,  materials  or  equipment  through  the  office  of  general  services.  Except  as  may  otherwise be provided by law or as more  restrictively  defined  in  the  official  policy or bid specifications of the authority, the term "small  business"  means  a  small  business  or  similar  term,  under  federal  regulations  applicable to projects of the authority which are federally  assisted.    8. The provisions of this section shall not apply to  any  procurement  made  by  any other public entity not otherwise required by law to award  contracts for such purchases to the lowest responsible  bidder  if  such  purchases are made at the sole cost and expense of such entity.