51-7-18.4 - Certified investment advisers' list -- Fees. - Utah Statutes

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Statutes > Utah > Title-51 > Chapter-07 > 51-7-18-4

51-7-18.4. Certified investment advisers' list -- Fees.
(1) (a) The council shall provide a list of certified investment advisers to each publictreasurer at least semiannually.
(b) The list of certified investment advisers shall include:
(i) the name of each certified investment adviser; and
(ii) the name of each investment adviser representative authorized by the certifiedinvestment adviser to provide investment advisory services to public treasurers.
(2) In addition to the requirements set forth by rule, in order to become a certifiedinvestment adviser as defined in Section 51-7-3, a certified investment adviser shall pay to thedirector an annual certification fee of $500 due on or before April 30 of each year.

Enacted by Chapter 248, 2004 General Session

State Codes and Statutes

Statutes > Utah > Title-51 > Chapter-07 > 51-7-18-4

51-7-18.4. Certified investment advisers' list -- Fees.
(1) (a) The council shall provide a list of certified investment advisers to each publictreasurer at least semiannually.
(b) The list of certified investment advisers shall include:
(i) the name of each certified investment adviser; and
(ii) the name of each investment adviser representative authorized by the certifiedinvestment adviser to provide investment advisory services to public treasurers.
(2) In addition to the requirements set forth by rule, in order to become a certifiedinvestment adviser as defined in Section 51-7-3, a certified investment adviser shall pay to thedirector an annual certification fee of $500 due on or before April 30 of each year.

Enacted by Chapter 248, 2004 General Session

State Codes and Statutes

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State Codes and Statutes

Statutes > Utah > Title-51 > Chapter-07 > 51-7-18-4

51-7-18.4. Certified investment advisers' list -- Fees.
(1) (a) The council shall provide a list of certified investment advisers to each publictreasurer at least semiannually.
(b) The list of certified investment advisers shall include:
(i) the name of each certified investment adviser; and
(ii) the name of each investment adviser representative authorized by the certifiedinvestment adviser to provide investment advisory services to public treasurers.
(2) In addition to the requirements set forth by rule, in order to become a certifiedinvestment adviser as defined in Section 51-7-3, a certified investment adviser shall pay to thedirector an annual certification fee of $500 due on or before April 30 of each year.

Enacted by Chapter 248, 2004 General Session