Vermont StatutesArticle 8 - Investment Securities (Contains: §§ 101 – 511)
- § 101 - Short title
- § 102 - Definitions
- § 103 - Rules for determining whether certain obligations and interests are securities or financial assets
- § 104 - Acquisition of security or financial asset or interest therein
- § 105 - Notice of adverse claim
- § 106 - Control
- § 107 - Whether indorsement, instruction, or entitlement order is effective
- § 108 - Warranties in direct holding
- § 109 - Warranties in indirect holding
- § 110 - Applicability; choice of law
- § 111 - Clearing corporation rules
- § 112 - Creditor's legal process
- § 113 - Statute of frauds inapplicable
- § 114 - Evidentiary rules concerning certificated securities
- § 115 - Securities intermediary and others not liable to adverse claimant
- § 116 - Securities intermediary as purchaser for value
- § 201 - Issuer
- § 202 - Issuer's responsibility and defenses; notice of defect or defense
- § 203 - Staleness as notice of defect or defense
- § 204 - Effect of issuer's restriction on transfer
- § 205 - Effect of unauthorized signature on security certificate
- § 206 - Completion or alteration of security certificate
- § 207 - Rights and duties of issuer with respect to registered owners
- § 208 - Effect of signature of authenticating trustee, registrar, or transfer agent
- § 209 - Issuer's lien
- § 210 - Overissue
- § 301 - Delivery
- § 302 - Rights of purchaser
- § 303 - Protected purchaser
- § 304 - Indorsement
- § 305 - Instruction
- § 306 - Effect of guaranteeing signature, indorsement, or instruction
- § 307 - Purchaser's right to requisites for registration of transfer
- § 401 - Duty of issuer to register transfer
- § 402 - Assurance that indorsement or instruction is effective
- § 403 - Demand that issuer not register transfer
- § 404 - Wrongful registration
- § 405 - Replacement of lost, destroyed, or wrongfully taken security certificate
- § 406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
- § 407 - Authenticating trustee, transfer agent, and registrar
- § 501 - Securities account; acquisition of security entitlement from securities intermediary
- § 502 - Assertion of adverse claim against entitlement holder
- § 503 - Property interest of entitlement holder in financial asset held by securities intermediary
- § 504 - Duty of securities intermediary to maintain financial asset
- § 505 - Duty of securities intermediary with respect to payments and distributions
- § 506 - Duty of securities intermediary to exercise rights as directed by entitlement holder
- § 507 - Duty of securities intermediary to comply with entitlement order
- § 508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding
- § 509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise
- § 510 - Rights of purchaser of security entitlement from entitlement holder
- § 511 - Priority among security interests and entitlement holders