Chapter 102. Interstate Licensing Compact

TITLE 3

Agriculture

Horse Racing

CHAPTER 102. INTERSTATE LICENSING COMPACT

§ 10200. Short title.

This Compact shall be known and may be cited as the "Interstate Compact for Uniform Licensure of Participants."

73 Del. Laws, c. 382, § 1.;

§ 10201. Compact.

The State of Delaware is hereby authorized to enter into the following Compact subject to the terms and conditions stated
in the Compact.

73 Del. Laws, c. 382, § 1.;

§ 10202. Purposes.

The purpose of this Compact is to:

(a) Establish uniform requirements among the party states for the licensing of participants in live horse racing with pari-mutuel
wagering and ensure that all such participants who are licensed pursuant to this Compact meet a uniform minimum standard of
honesty and integrity.

(b) Facilitate the growth of the harness and horse racing industry in each party state and nationwide by simplifying the process
for licensing participants in live racing, and reduce the duplicative and costly process of separate licensing by the regulatory
agency in each state that conducts live horse racing with pari-mutuel wagering.

(c) Authorize the Delaware Thoroughbred Racing Commission and the Delaware Harness Racing Commission to participate in this
Compact.

(d) Provide for participation in this Compact by officials of the party states, and permit those officials, through the Compact
Committee established by this Compact, to enter into contracts with governmental agencies and non-governmental persons to
carry out the purposes of this Compact.

(e) Establish the Compact Committee created by this Compact as an interstate governmental entity duly authorized to request
and receive criminal history record information from the Federal Bureau of Investigation and other state and local law enforcement
agencies.

73 Del. Laws, c. 382, § 1.;

§ 10203. Definitions.

(a) "Compact Committee" means the organization of officials from the party states that is authorized and empowered by this
Compact to carry out the purposes of this Compact.

(b) "Official" means the appointed, elected, designated or otherwise duly selected representative of a racing commission or
equivalent thereof in a party state who represents that party state as a member of the Compact Committee.

(d) "Party state" means each state that has enacted this Compact.

(e) "State" means each of the several states of the United States, the District of Columbia, the Commonwealth of Puerto Rico
and each territory or possession of the United States.

73 Del. Laws, c. 382, § 1.;

§ 10204. Entry into force, eligible parties, and withdrawal.

This Compact shall come into force when enacted by any 4 states. Thereafter, this Compact shall become effective as to any
other state upon both (i) that state's enactment of this Compact and (ii) the affirmative vote of a majority of the officials
on the Compact Committee as provided in § 10209.

73 Del. Laws, c. 382, § 1.;

§ 10205. States eligible to join Compact.

Any state that has adopted or authorized horse or harness racing with pari-mutuel wagering shall be eligible to become party
to this Compact.

73 Del. Laws, c. 382, § 1.;

§ 10206. Withdrawal from Compact and impact thereof on force and effect of Compact.

Any party state may withdraw from this Compact by enacting a statute repealing this Compact, but no such withdrawal shall
become effective until the head of the executive branch of the withdrawing state has given notice in writing to the head of
the executive branch of all other party states. If as a result of withdrawals, participation in this Compact decreases to
less than 3 party states, this Compact no longer shall be in force and effect unless and until there are at least 3 or more
party states again participating in this Compact.

73 Del. Laws, c. 382, § 1.;

§ 10207. Compact Committee.

There is hereby created an interstate governmental entity to be known as the "Compact Committee," which shall be comprised
of 1 official from the racing commission or its equivalent in each party state who shall be appointed, serve and be subject
to removal in accordance with the laws of the party state the official represents. Pursuant to the laws of his or her party
state, each official shall have the assistance of his or her state's racing commission or the equivalent thereof in considering
issues related to licensing of participants in live racing and in fulfilling his or her responsibilities as the representative
from his or her state to the Compact Committee. If an official is unable to perform any duty in connection with the powers
and duties of the Compact Committee, the racing commission or equivalent thereof from his or her state shall designate another
person as an alternate who shall serve in his or her place and represent the party state as its official on the Compact Committee
until that racing commission or equivalent thereof determines that the original representative official is able once again
to perform his or her duties as that party state's representative official on the Compact Committee. The designation of an
alternate shall be communicated by the affected state's racing commission or equivalent thereof to the Compact Committee as
the committee's bylaws may provide.

Delaware's delegate shall be appointed by the Governor with the advice and consent of the Senate, and shall serve until his
or her successor is confirmed.

73 Del. Laws, c. 382, § 1; 70 Del. Laws, c. 186, § 1.;

§ 10208. Powers and duties of Compact Committee.

In order to carry out the purposes of this Compact, the Compact Committee is hereby granted the power and duty to:

(a) Determine which categories of participants in live racing, including but not limited to owners, trainers, jockeys, grooms,
mutuel clerks, racing officials, veterinarians, and farriers, should be licensed by the committee, and establish the requirements
for the initial licensure of applicants in each such category, and the requirements for renewal of licenses in each category.
Provided, however, that with regard to requests for criminal history record information on each applicant for a license, and
with regard to the effect of a criminal record on the issuance of a license to an applicant, the licensure requirements for
each category of participants in live racing that the Compact Committee decides to license shall be comparable to the most
restrictive licensure requirements of any party state for that category.

(b) Investigate applicants for a license from the Compact Committee and, as permitted by federal and state law, gather information
on such applicants, including criminal history record information from the Federal Bureau of Investigation and relevant state
and local law enforcement agencies, and, where appropriate, from the Royal Canadian Mounted Police and law enforcement agencies
of other countries, necessary to determine whether a license should be issued under the licensure requirements established
by the committee as provided in subsection (a) of this section above. Only officials on, and employees of, the Compact Committee
may receive and review such criminal history record information, and those officials and employees may use that information
only for the purposes of this Compact. No such official or employee may disclose or disseminate such information to any person
or entity other than another official on or employee of the Compact Committee. The fingerprints of each applicant for a license
from the Compact Committee shall be taken by the Compact Committee, its employees, or its designee, and pursuant to Public
Law 92-544 or Public Law 100-413, shall be forwarded to a state identification bureau, or to the Association of Racing Commissioners
International, an association of state officials regulating pari-mutuel wagering designated by the Attorney General of the
United States, for submission to the Federal Bureau of Investigation for a criminal history record check. Such fingerprints
may be submitted on a fingerprint card or by electronic or other means authorized by the Federal Bureau of Investigation or
other receiving law enforcement agency.

(c) Issue licenses to, and renew the licenses of, participants in live racing listed in subsection (a) of this section who
are found by the committee to have met the licensure and renewal requirements established by the committee. The Compact Committee
shall not have the power or authority to deny a license. If it determines that an applicant will not be eligible for the issuance
or renewal of a compact committee license, the Compact Committee shall notify the applicant that it will not be able to process
his application further. Any such applicant shall have the right to present additional evidence to, and to be heard by, the
Compact Committee, but the final decision on issuance or renewal of the license shall be made by the Compact Committee using
the requirements established pursuant to subsection (a) of this section.

(d) Enter into contracts or agreements with governmental agencies and with nongovernmental persons to provide personal services
for its activities and such other services as may be necessary to effectuate the purposes of this Compact.

(e) Create, appoint, and abolish those offices, employments, and positions, including an executive director, as it deems necessary
for the purposes of this Compact, prescribe their powers, duties and qualifications, hire persons to fill those offices, employments
and positions, and provide for the removal, term, tenure, compensation, fringe benefits, retirement benefits and other conditions
of employment of its officers, employees and other positions.

(f) Borrow, accept, or contract for the services of personnel from any state, the United States, or any other governmental
agency, or from any person, firm, association, corporation or other entity.

(g) Acquire, hold, and dispose of real and personal property by gift, purchase, lease, license, or in other similar manner,
in furtherance of the purposes of this Compact.

(h) Charge a fee to each applicant for an initial license or renewal of a license.

(i) Receive other funds through gifts, grants, and appropriations.

73 Del. Laws, c. 382, § 1; 70 Del. Laws, c. 186, § 1.;

§ 10209. Voting requirements.

(a) Each official shall be entitled to 1 vote on the Compact Committee.

(b) All action taken by the Compact Committee with regard to the addition of party states as provided in § 10204 of this title,
the licensure participants in live racing, and the receipt and disbursement of funds shall require a majority vote of the
total number of officials (or their alternates) on the committee. All other action by the Compact Committee shall require
a majority vote of those officials (or their alternates) present and voting.

(c) No action of the Compact Committee may be taken unless a quorum is present. A majority of the officials (or their alternates)
on the Compact Committee shall constitute a quorum.

73 Del. Laws, c. 382, § 1.;

§ 10210. Administration and management.

(a) The Compact Committee shall elect annually from among its members a chairperson, a vice-chairperson, and a secretary/treasurer.

(b) The Compact Committee shall adopt bylaws for the conduct of its business by a two-thirds vote of the total number of officials
(or their alternates) on the committee at that time and shall have the power by the same vote to amend and rescind these bylaws.
The committee shall publish its bylaws in convenient form and shall file a copy thereof and a copy of any amendments thereto
with the Secretary of State or equivalent agency of each of the party states.

(c) The Compact Committee may delegate the day-to-day management and administration of its duties and responsibilities to
an executive director and his or her other support staff.

(d) Employees of the Compact Committee shall be considered governmental employees.

73 Del. Laws, c. 382, § 1; 70 Del. Laws, c. 186, § 1.;

§ 10211. Immunity from liability for performance of official acts and duties.

Officials of party states shall not be held personally liable for any non-intentional act or omission that occurs during the
performance of their official responsibilities and duties under this Compact.

73 Del. Laws, c. 382, § 1.;

§ 10212. Rights and responsibilities of each party state.

(a) By enacting this Compact, each party state:

(1) Agrees to accept the decisions of the Compact Committee regarding the issuance of Compact Committee licenses to participants
in live racing pursuant to the committee's licensure requirements.

(2) Reserves the right:

(i) To charge a fee for the use of a Compact Committee license in that state;

(ii) To apply its own standards in determining whether, on the facts of a particular case, a Compact Committee license should
be suspended or revoked;

(iii) To apply its own standards in determining licensure eligibility, under the laws of that party state, for categories
of participants in live racing that the Compact Committee determines not to license and for individual participants in live
racing who do not meet the licensure requirements of the Compact Committee; and

(iv) To establish its own licensure standards for the licensure of non-racing employees at harness and horse racetracks and
employees at separate satellite wagering facilities. Any party state that suspends or revokes a Compact Committee license
shall, through its racing commission or the equivalent thereof or otherwise, promptly notify the Compact Committee of that
suspension or revocation.

(3) Agrees to reimburse or otherwise pay the expenses of its official representative on the Compact Committee or its alternate.

(b) No party state shall be held liable for the debts or other financial obligations incurred by the Compact Committee.

73 Del. Laws, c. 382, § 1.;

§ 10213. Construction and severability.

This Compact shall be liberally construed so as to effectuate its purposes. The provisions of this Compact shall be severable,
and, if any phrase, clause, sentence or provision of this Compact is declared to be contrary to the constitution of the United
States or of any party state, or the applicability of this Compact to any government, agency, person or circumstances is held
invalid, the validity of the remainder of this Compact and the applicability thereof to any government, agency, person or
circumstance shall not be affected thereby. If all or some portion of this Compact is held to be contrary to the constitution
of any party state, the Compact shall remain in full force and effect as to the remaining party states and in full force and
effect as to the state affected as to all severable matters.

73 Del. Laws, c. 382, § 1.;