Chapter 678 UNIFORM COMMERCIAL CODE: INVESTMENT SECURITIES
- PART I SHORT TITLE AND GENERAL MATTERS(ss. 678.1011-678.1171)
- 678.1011 Short title.
- 678.1021 Definitions.
- 678.1031 Rules for determining whether certain obligations and interests are securities or financial assets.
- 678.1041 Acquisition of security or financial asset or interest therein.
- 678.1051 Notice of adverse claim.
- 678.1061 Control.
- 678.1071 Whether indorsement, instruction, or entitlement order is effective.
- 678.1081 Warranties in direct holding.
- 678.1091 Warranties in indirect holding.
- 678.1101 Applicability; choice of law.
- 678.1111 Clearing corporation rules.
- 678.1121 Creditor’s legal process.
- 678.1131 Statute of frauds inapplicable.
- 678.1141 Evidentiary rules concerning certificated securities.
- 678.1151 Securities intermediary and others not liable to adverse claimant.
- 678.1161 Securities intermediary as purchaser for value.
- 678.1171 Application of ch. 98-11.
- PART II ISSUE AND ISSUER(ss. 678.2011-678.2101)
- 678.2011 Issuer.
- 678.2021 Issuer’s responsibility and defenses; notice of defect or defense.
- 678.2031 Staleness as notice of defect or defense.
- 678.2041 Effect of issuer’s restriction on transfer.
- 678.2051 Effect of unauthorized signature on security certificate.
- 678.2061 Completion or alteration of security certificate.
- 678.2071 Rights and duties of issuer with respect to registered owners.
- 678.2081 Effect of signature of authenticating trustee, registrar, or transfer agent.
- 678.2091 Issuer’s lien.
- 678.2101 Overissue.
- PART III TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES(ss. 678.3011-678.3071)
- PART IV REGISTRATION(ss. 678.4011-678.4071)
- 678.4011 Duty of issuer to register transfer.
- 678.4021 Assurance that indorsement or instruction is effective.
- 678.4031 Demand that issuer not register transfer.
- 678.4041 Wrongful registration.
- 678.4051 Replacement of lost, destroyed, or wrongfully taken security certificate.
- 678.4061 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- 678.4071 Authenticating trustee, transfer agent, and registrar.
- PART V SECURITY ENTITLEMENTS(ss. 678.5011-678.5111)
- 678.5011 Securities account; acquisition of security entitlement from securities intermediary.
- 678.5021 Assertion of adverse claim against entitlement holder.
- 678.5031 Property interest of entitlement holder in financial asset held by securities intermediary.
- 678.5041 Duty of securities intermediary to maintain financial asset.
- 678.5051 Duty of securities intermediary with respect to payments and distributions.
- 678.5061 Duty of securities intermediary to exercise rights as directed by entitlement holder.
- 678.5071 Duty of securities intermediary to comply with entitlement order.
- 678.5081 Duty of securities intermediary to change entitlement holder’s position to other form of security holding.
- 678.5091 Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- 678.5101 Rights of purchaser of security entitlement from entitlement holder.
- 678.5111 Priority among security interests and entitlement holders.