Chapter 645G - Exchange Facilitators
- DISCIPLINARY ACTION
- 645G.500 - Investigation of actions of exchange facilitators and other persons.
- 645G.505 - Division to maintain records of complaints, investigations and denials of applications.
- 645G.510 - Confidentiality of certain records of Division; exception.
- 645G.515 - Authorized disciplinary action; grounds; orders imposing discipline deemed public records; payment of costs incurred by Division.
- 645G.520 - Limitations on suspension and revocation of license.
- 645G.525 - Suspension of license for failure to pay child support or comply with certain subpoenas or warrants; reinstatement of license. [Effective until 2 years after the date of the repeal of the f
- 645G.530 - Disciplinary proceedings, fines and penalties not affected by expiration, revocation or voluntary surrender of license.
- 645G.535 - Revocation, suspension or denial of renewal of license: Complaint; notice of hearing.
- 645G.540 - Revocation, suspension or denial of renewal of license: Answer; limitations on time of commencing proceeding.
- 645G.545 - Revocation, suspension or denial of renewal of license: Hearing; transcript.
- 645G.550 - Power of Commissioner to administer oaths, certify acts and issue subpoenas; service of process.
- 645G.555 - Fees and mileage for witness.
- 645G.560 - Enforcement of subpoenas.
- 645G.565 - Depositions; taking of evidence in another state; rights of party to hearing.
- 645G.570 - Decision of Commissioner on complaint: Rendition; notice; effective date; stay of decision.
- 645G.575 - Decision of Commissioner in disciplinary action final when in favor of licensee; judicial review of decision against licensee.
- GENERAL PROVISIONS
- LICENSING
- 645G.100 - License required; regulations; application; renewal of license.
- 645G.110 - Payment of child support: Submission of certain information by applicant; grounds for denial of license; duty of Division. [Effective until the date of the repeal of the federal law requiri
- 645G.120 - Issuance of license required for certain members and officers of certain organizations.
- 645G.130 - Duties of licensee: Principal place of business; notice of change of address or telephone number; notice of licensing changes to clients.
- 645G.140 - License nontransferable; business of licensee may only be sold or transferred to another licensee.
- 645G.150 - Branch offices.
- 645G.160 - Display of license.
- 645G.170 - Designation of exchange facilitator officer.
- 645G.180 - Effect of failure to renew before expiration.
- 645G.200 - Reciprocal license: Person licensed as exchange facilitator in another jurisdiction.
- 645G.210 - Special license: Financial institutions.
- 645G.220 - Fees; regulations.
- 645G.230 - Audit of licensees; report to Legislature.
- MONEY RECEIVED BY COMMISSIONER OR DIVISION
- MONEY RECEIVED BY LICENSEE, FIDELITY BONDS AND INSURANCE
- 645G.300 - Client’s money and property: Fiduciary duty of licensee.
- 645G.310 - Money held for client: Written approval required for withdrawal.
- 645G.320 - Fidelity bond or deposit.
- 645G.330 - Insurance: Maintenance of policy; other security; proof of coverage; claims; duty of Division.
- 645G.340 - Written notice of cancellation or withdrawal of bond, insurance or other security; suspension of license.
- 645G.350 - Exchange funds to be kept separate.
- 645G.360 - Exchange funds not subject to execution or attachment; commingling prohibited.
- UNLAWFUL ACTS; PENALTIES