Chapter 692C - Holding Companies
- FORMATION AND ACQUISITION OF SUBSIDIARIES; MERGERS
- 692C.130 - Organization and acquisition of subsidiaries authorized.
- 692C.140 - Authorized investments in securities of subsidiaries.
- 692C.150 - Exemption from restrictions on investments.
- 692C.160 - Determination of qualification of investment.
- 692C.170 - Cessation of control: Disposal of investment required; exception.
- 692C.180 - Acquisition or merger: Filing requirements; approval by Commissioner.
- 692C.190 - Acquisition or merger: Contents of statement.
- 692C.200 - Acquisition or merger: Use of alternative documents.
- 692C.210 - Acquisition or merger: Prerequisites for approval; hearing and notice; powers and duties of Commissioner; period for infusion of capital.
- 692C.220 - Information to be furnished to shareholders.
- 692C.230 - Exemptions.
- 692C.240 - Violations.
- 692C.250 - Jurisdiction of court; consent to service of process.
- GENERAL PROVISIONS
- 692C.010 - Short title.
- 692C.020 - Definitions.
- 692C.025 - “Acquisition” defined.
- 692C.030 - “Affiliate” defined.
- 692C.040 - “Commissioner” defined.
- 692C.050 - “Control” defined.
- 692C.060 - “Insurance holding company system” defined.
- 692C.070 - “Insurer” defined.
- 692C.075 - “Involved insurer” defined.
- 692C.080 - “Person” defined.
- 692C.090 - “Security holder” defined.
- 692C.100 - “Subsidiary” defined.
- 692C.110 - “Voting security” defined.
- MISCELLANEOUS PROVISIONS
- 692C.355 - Proposal to acquire or change or continue control of insurer domiciled in State: Notice; action by Commissioner.
- 692C.360 - Transactions with affiliates.
- 692C.363 - Insurer required to notify Commissioner of intent to enter into certain transactions with affiliate; approval of transactions; exceptions.
- 692C.367 - Insurer prohibited from entering into separate transactions with affiliate with intent to avoid review; review of transactions by Commissioner; insurer to notify Commissioner of large inves
- 692C.370 - Adequacy of surplus.
- 692C.380 - Extraordinary distributions to shareholders: Definition.
- 692C.390 - Extraordinary distributions to shareholders: Notice; approval.
- 692C.400 - Extraordinary distributions to shareholders: Conditional declaration.
- 692C.402 - Sources from which receiver appointed under order for liquidation or rehabilitation of insurer is authorized to recover.
- 692C.404 - Liability of person who controlled insurer or affiliate at time distributions were paid or declared.
- REGISTRATION
- 692C.260 - Registration required; person within insurance holding company system subject to registration required to provide information to insurer.
- 692C.270 - Registration statement: Contents.
- 692C.280 - Registration statement: Exempt information.
- 692C.290 - Registration statement: Amendment; report of distributions to shareholders.
- 692C.300 - Termination of registration.
- 692C.310 - Consolidated registration.
- 692C.320 - Registration on behalf of affiliated insurer.
- 692C.330 - Disclaimer of affiliation; disallowance.
- 692C.340 - Exemptions.
- 692C.350 - Violations; penalties.
- REMEDIES; PENALTIES
- 692C.410 - Powers of Commissioner; expense of examination.
- 692C.420 - Confidentiality of disclosed information; exception.
- 692C.430 - Injunctive relief.
- 692C.440 - Prohibited voting of securities.
- 692C.450 - Sequestration of voting securities.
- 692C.460 - Receivership.
- 692C.470 - Suspension, revocation or refusal of license.
- 692C.480 - Criminal proceedings and penalties.
- 692C.485 - Penalty for violation of certain provisions by director or officer of insurance holding company system; order of Commissioner to cease and desist; order of Commissioner to rescind certain c
- 692C.490 - Judicial review.
- REVIEW OF ACQUISITION BY COMMISSIONER
- 692C.252 - Applicability.
- 692C.254 - Form of notice; waiting period.
- 692C.256 - Order of Commissioner relating to acquisition: Issuance; standards.
- 692C.258 - Order of Commissioner relating to acquisition: Hearing; written decision; effective date; plan to remedy conditions that caused order to be issued; applicability; penalty.