LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES,INVESTMENT ADVISERS, REPRESENTATIVES OF INVESTMENT ADVISERS AND TRANSFER AGENTS - Nevada Statutes

State Codes and Statutes

Statutes > Nevada > Title-7 > Chapter-90 > Licensing-of-broker-dealers-sales-representatives-investment-advisers-representatives-of-investment-

90.310 - Licensing of broker-dealers, sales representatives and transfer agents.
90.320 - Exempt broker-dealers and sales representatives.
90.330 - Licensing of investment advisers and representatives of investment advisers.
90.340 - Exempt investment advisers and representatives of investment advisers.
90.350 - Application. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational
90.360 - Licensing fees.
90.370 - Examinations: Requirement for licensure; administration; waiver.
90.372 - Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer.
90.375 - Application for issuance or renewal of license: Statement regarding obligation of child support required; grounds for denial of license; duty of Administrator. [Effective until the date of th
90.380 - Licensing: General provisions. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professi
90.390 - Requirements after licensing.
90.400 - Licensing of successor firms.
90.410 - Power of inspection.
90.415 - Fee for inspection of records.
90.420 - Grounds for denial, suspension, revocation, fine or condition.
90.430 - Denial, suspension, revocation, fine or condition on grounds of lack of qualification.
90.435 - Mandatory suspension of license for failure to pay child support or comply with certain subpoenas or warrants; reinstatement of license. [Effective until the date of the repeal of the federal
90.440 - Withdrawal.
90.450 - Custody of client’s securities and money.

State Codes and Statutes

Statutes > Nevada > Title-7 > Chapter-90 > Licensing-of-broker-dealers-sales-representatives-investment-advisers-representatives-of-investment-

90.310 - Licensing of broker-dealers, sales representatives and transfer agents.
90.320 - Exempt broker-dealers and sales representatives.
90.330 - Licensing of investment advisers and representatives of investment advisers.
90.340 - Exempt investment advisers and representatives of investment advisers.
90.350 - Application. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational
90.360 - Licensing fees.
90.370 - Examinations: Requirement for licensure; administration; waiver.
90.372 - Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer.
90.375 - Application for issuance or renewal of license: Statement regarding obligation of child support required; grounds for denial of license; duty of Administrator. [Effective until the date of th
90.380 - Licensing: General provisions. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professi
90.390 - Requirements after licensing.
90.400 - Licensing of successor firms.
90.410 - Power of inspection.
90.415 - Fee for inspection of records.
90.420 - Grounds for denial, suspension, revocation, fine or condition.
90.430 - Denial, suspension, revocation, fine or condition on grounds of lack of qualification.
90.435 - Mandatory suspension of license for failure to pay child support or comply with certain subpoenas or warrants; reinstatement of license. [Effective until the date of the repeal of the federal
90.440 - Withdrawal.
90.450 - Custody of client’s securities and money.

State Codes and Statutes

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State Codes and Statutes

Statutes > Nevada > Title-7 > Chapter-90 > Licensing-of-broker-dealers-sales-representatives-investment-advisers-representatives-of-investment-

90.310 - Licensing of broker-dealers, sales representatives and transfer agents.
90.320 - Exempt broker-dealers and sales representatives.
90.330 - Licensing of investment advisers and representatives of investment advisers.
90.340 - Exempt investment advisers and representatives of investment advisers.
90.350 - Application. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational
90.360 - Licensing fees.
90.370 - Examinations: Requirement for licensure; administration; waiver.
90.372 - Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer.
90.375 - Application for issuance or renewal of license: Statement regarding obligation of child support required; grounds for denial of license; duty of Administrator. [Effective until the date of th
90.380 - Licensing: General provisions. [Effective until the date of the repeal of the federal law requiring each state to establish procedures for withholding, suspending and restricting the professi
90.390 - Requirements after licensing.
90.400 - Licensing of successor firms.
90.410 - Power of inspection.
90.415 - Fee for inspection of records.
90.420 - Grounds for denial, suspension, revocation, fine or condition.
90.430 - Denial, suspension, revocation, fine or condition on grounds of lack of qualification.
90.435 - Mandatory suspension of license for failure to pay child support or comply with certain subpoenas or warrants; reinstatement of license. [Effective until the date of the repeal of the federal
90.440 - Withdrawal.
90.450 - Custody of client’s securities and money.