Title 8.8A - COMMERCIAL CODE - INVESTMENT SECURITIES.
- Part 1 - Short Title and General Matters (8.8A-101 thru 8.8A-116)
- 8.8A-101 - A-101. Short title.
- 8.8A-102 - A-102. Definitions.
- 8.8A-103 - A-103. Rules for determining whether certain obligations and interests are securities or financial assets.
- 8.8A-104 - A-104. Acquisition of security or financial asset or interest therein.
- 8.8A-105 - A-105. Notice of adverse claim.
- 8.8A-106 - A-106. Control.
- 8.8A-107 - A-107. Whether endorsement, instruction or entitlement order is effective.
- 8.8A-108 - A-108. Warranties in direct holding.
- 8.8A-109 - A-109. Warranties in indirect holding.
- 8.8A-110 - A-110. Applicability; choice of law.
- 8.8A-111 - A-111. Clearing corporation rules.
- 8.8A-112 - A-112. Creditor's legal process.
- 8.8A-113 - A-113. Statute of frauds inapplicable.
- 8.8A-114 - A-114. Evidentiary rules concerning certificated securities.
- 8.8A-115 - A-115. Securities intermediary and others not liable to adverse claimant.
- 8.8A-116 - A-116. Securities intermediary as purchaser for value.
- Part 2 - Issue and Issuer (8.8A-201 thru 8.8A-210)
- 8.8A-201 - A-201. Issuer.
- 8.8A-202 - A-202. Issuer's responsibility and defenses; notice of defect or defense.
- 8.8A-203 - A-203. Staleness as notice of defect or defense.
- 8.8A-204 - A-204. Effect of issuer's restriction on transfer.
- 8.8A-205 - A-205. Effect of unauthorized signature on security certificate.
- 8.8A-206 - A-206. Completion or alteration of security certificate.
- 8.8A-207 - A-207. Rights and duties of issuer with respect to registered owners.
- 8.8A-208 - A-208. Effect of signature of authenticating trustee, registrar or transfer agent.
- 8.8A-209 - A-209. Issuer's lien.
- 8.8A-210 - A-210. Overissue.
- Part 3 - Transfer of Certificated and Uncertificated Securities (8.8A-301 thru 8.8A-307)
- 8.8A-301 - A-301. Delivery.
- 8.8A-302 - A-302. Rights of purchaser.
- 8.8A-303 - A-303. Protected purchaser.
- 8.8A-304 - A-304. Endorsement.
- 8.8A-305 - A-305. Instruction.
- 8.8A-306 - A-306. Effect of guaranteeing signature, endorsement, or instruction.
- 8.8A-307 - A-307. Purchaser's right to requisites for registration of transfer.
- Part 4 - Registration (8.8A-401 thru 8.8A-407)
- 8.8A-401 - A-401. Duty of issuer to register transfer.
- 8.8A-402 - A-402. Assurance that endorsement or instruction is effective.
- 8.8A-403 - A-403. Demand that issuer not register transfer.
- 8.8A-404 - A-404. Wrongful registration.
- 8.8A-405 - A-405. Replacement of lost, destroyed or wrongfully taken security certificate.
- 8.8A-406 - A-406. Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate.
- 8.8A-407 - A-407. Authenticating trustee, transfer agent, and registrar.
- Part 5 - Security Entitlements (8.8A-501 thru 8.8A-511)
- 8.8A-501 - A-501. Securities account; acquisition of security entitlement from securities intermediary.
- 8.8A-502 - A-502. Assertion of adverse claim against entitlement holder.
- 8.8A-503 - A-503. Property interest of entitlement holder in financial asset held by securities intermediary.
- 8.8A-504 - A-504. Duty of securities intermediary to maintain financial asset.
- 8.8A-505 - A-505. Duty of securities intermediary with respect to payments and distributions.
- 8.8A-506 - A-506. Duty of securities intermediary to exercise rights as directed by entitlement holder.
- 8.8A-507 - A-507. Duty of securities intermediary to comply with entitlement order.
- 8.8A-508 - A-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- 8.8A-509 - A-509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement ho
- 8.8A-510 - A-510. Rights of purchaser of security entitlement from entitlement holder.
- 8.8A-511 - A-511. Priority among security interests and entitlement holders.
- Part 6 - Transition Provisions (8.8A-601)