Chapter 45.55. - ALASKA SECURITIES ACT
- Article 01 - FRAUDULENT AND OTHER PROHIBITED PRACTICES
- Sec. 45.55.010. - Sales and purchases.
- Sec. 45.55.020. - Advisory activities.
- Sec. 45.55.023. - Unethical business practices of state investment advisers, investment adviser representatives, and federal covered advisers.
- Sec. 45.55.025. - Fraudulent, dishonest, and unethical business practices of broker-dealers and agents.
- Sec. 45.55.027. - Additional fraudulent, dishonest, and unethical business practices of agents.
- Sec. 45.55.028. - Practices of broker-dealers and agents considered fraudulent or deceitful.
- Article 02 - REGISTRATION OF BROKER-DEALERS, AGENTS, AND INVESTMENT ADVISERS
- Sec. 45.55.030. - Registration requirements; referrals.
- Sec. 45.55.035. - Limited registration of Canadian broker-dealers and agents.
- Sec. 45.55.040. - Registration procedure; notice filing.
- Sec. 45.55.050. - Post-registration provisions.
- Sec. 45.55.060. - Denial, revocation, suspension, cancellation, and withdrawal of registration.
- Article 03 - REGISTRATION OF SECURITIES
- Sec. 45.55.070. - Registration requirement.
- Sec. 45.55.075. - Federal covered securities.
- Sec. 45.55.080. - Registration by notification.
- Sec. 45.55.090. - Registration by coordination.
- Sec. 45.55.100. - Registration by qualification.
- Sec. 45.55.110. - Provisions applicable to registration and notice filings.
- Sec. 45.55.120. - Denial, suspension, and revocation of registration.
- Article 04 - MISCELLANEOUS PROVISIONS
- Sec. 45.55.130. - [Renumbered as AS 45.55.990 ].
- Sec. 45.55.138. - Application to Alaska Native Claims Settlement Act corporations.
- Sec. 45.55.139. - Reports of corporations.
- Sec. 45.55.140. - [Renumbered as AS 45.55.900 ].
- Sec. 45.55.150. - Sales and advertising literature.
- Sec. 45.55.155. - Viatical settlement interests.
- Sec. 45.55.160. - Misleading filings.
- Sec. 45.55.170. - Unlawful representations concerning registration or exemption.
- Sec. 45.55.180. - 45.55.260. - [Renumbered as AS 45.55.905 - 45.55.980].
- Sec. 45.55.265. - Accounting and disposition of fees. [Repealed, Sec. 28 ch 90 SLA 1991].
- Sec. 45.55.270. - [Renumbered as AS 45.55.995 ].
- Article 05 - GENERAL PROVISIONS
- Sec. 45.55.900. - Exemptions.
- Sec. 45.55.905. - Administration of chapter.
- Sec. 45.55.910. - Investigations and subpoenas; confidentiality.
- Sec. 45.55.915. - Reimbursement of expenses incident to examination or investigation.
- Sec. 45.55.920. - Orders, injunctions, and civil penalties.
- Sec. 45.55.925. - Criminal penalties.
- Sec. 45.55.930. - Civil liability to buyers.
- Sec. 45.55.935. - Hearings.
- Sec. 45.55.940. - Judicial review of orders.
- Sec. 45.55.950. - Regulations, forms, orders, and hearings.
- Sec. 45.55.960. - Administrative Procedure Act applies.
- Sec. 45.55.970. - Administrative files and opinions.
- Sec. 45.55.980. - Applicability of the chapter; service of process.
- Sec. 45.55.990. - Definitions.
- Sec. 45.55.995. - Short title.