Chapter 45.08. - INVESTMENT SECURITIES
- Article 01 - SHORT TITLE AND GENERAL MATTERS
- Sec. 45.08.101. - Short title.
- Sec. 45.08.102. - Definitions.
- Sec. 45.08.103. - Rules for determining whether certain obligations and interests are securities or financial assets.
- Sec. 45.08.104. - Acquisition of security or financial asset or interest in security or financial asset.
- Sec. 45.08.105. - Notice of adverse claim.
- Sec. 45.08.106. - Control.
- Sec. 45.08.107. - Whether endorsement, instruction, or entitlement order is effective.
- Sec. 45.08.108. - Warranties in direct holding.
- Sec. 45.08.109. - Warranties in indirect holding.
- Sec. 45.08.110. - Applicability; choice of law.
- Sec. 45.08.111. - Clearing corporation rules.
- Sec. 45.08.112. - Creditor's legal process.
- Sec. 45.08.113. - Statute of frauds inapplicable.
- Sec. 45.08.114. - Evidentiary rules concerning certificated securities.
- Sec. 45.08.115. - Securities intermediary and others not liable to adverse claimant.
- Sec. 45.08.116. - Securities intermediary as purchaser for value.
- Article 02 - ISSUE - ISSUER
- Sec. 45.08.201. - "Issuer".
- Sec. 45.08.202. - Issuer's responsibility and defenses; notice of defect or defense.
- Sec. 45.08.203. - Staleness as notice of defects or defenses.
- Sec. 45.08.204. - Effect of issuer's restriction on transfer.
- Sec. 45.08.205. - Effect of unauthorized signature on security certificate.
- Sec. 45.08.206. - Completion or alteration of certificated security.
- Sec. 45.08.207. - Rights and duties of issuer with respect to registered owners and registered pledgees.
- Sec. 45.08.208. - Effect of signature of authenticating trustee, registrar, or transfer agent.
- Sec. 45.08.209. - Issuer's lien.
- Sec. 45.08.210. - Overissue.
- Article 03 - PURCHASE
- Sec. 45.08.301. - Delivery.
- Sec. 45.08.302. - Rights of purchaser.
- Sec. 45.08.303. - Protected purchaser.
- Sec. 45.08.304. - Endorsement.
- Sec. 45.08.305. - Instruction.
- Sec. 45.08.306. - Effect of guaranteeing signature, endorsement, or instruction.
- Sec. 45.08.307. - Purchaser's right to requisites for registration of transfer.
- Sec. 45.08.308. - 45.08.321 - l [Repealed, Sec. 68 ch 17 SLA 1996].
- Article 04 - REGISTRATION
- Sec. 45.08.401. - Duty of issuer to register transfer.
- Sec. 45.08.402. - Assurance that endorsements and instructions are effective.
- Sec. 45.08.403. - Demand that issuer not register transfer.
- Sec. 45.08.404. - Wrongful registration.
- Sec. 45.08.405. - Lost, destroyed, and stolen certificated securities.
- Sec. 45.08.406. - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- Sec. 45.08.407. - Authenticating trustee, transfer agent, and registrar.
- Sec. 45.08.408. - Statements of uncertificated securities. [Repealed, Sec. 68 ch 17 SLA 1996].
- Article 05 - SECURITY ENTITLEMENTS
- Sec. 45.08.501. - Acquisition of security entitlement from securities intermediary; securities account.
- Sec. 45.08.502. - Assertion of adverse claim against entitlement holder.
- Sec. 45.08.503. - Property interest of entitlement holder in financial asset held by securities intermediary.
- Sec. 45.08.504. - Duty of securities intermediary to maintain financial asset.
- Sec. 45.08.505. - Duty of securities intermediary with respect to payments and distributions.
- Sec. 45.08.506. - Duty of securities intermediary to exercise rights as directed by entitlement holder.
- Sec. 45.08.507. - Duty of securities intermediary to comply with entitlement order.
- Sec. 45.08.508. - Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- Sec. 45.08.509. - Specification of duties of securities intermediary by other statute, regulation, or rule; manner of performance of duties of securities intermediary and exercise of rights of entitl
- Sec. 45.08.510. - Rights of purchaser of security entitlement from entitlement holder.
- Sec. 45.08.511. - Priority among security interests and entitlement holders.