45-5-507. Filing of written report with commissioner Events impacting activities of registrant.
Within fifteen (15) days of the occurrence of any one (1) of the events listed in this section, a registrant shall file a written report with the commissioner describing the event and its expected impact on the activities of the registrant:
(1) The filing for bankruptcy or reorganization by the registrant;
(2) The institution of revocation or suspension proceedings against the registrant by any state or governmental authority;
(3) The denial of the opportunity to engage in business by any state or governmental authority;
(4) Any felony indictment of the registrant or any of its officers, directors or principals, or partners;
(5) Any felony conviction of the registrant or any of its officers, directors, principals, or partners; and
(6) Other events that the commissioner may determine and identify by rule.
45-5-507. Filing of written report with commissioner Events impacting activities of registrant.
Within fifteen (15) days of the occurrence of any one (1) of the events listed in this section, a registrant shall file a written report with the commissioner describing the event and its expected impact on the activities of the registrant:
(1) The filing for bankruptcy or reorganization by the registrant;
(2) The institution of revocation or suspension proceedings against the registrant by any state or governmental authority;
(3) The denial of the opportunity to engage in business by any state or governmental authority;
(4) Any felony indictment of the registrant or any of its officers, directors or principals, or partners;
(5) Any felony conviction of the registrant or any of its officers, directors, principals, or partners; and
(6) Other events that the commissioner may determine and identify by rule.
45-5-507. Filing of written report with commissioner Events impacting activities of registrant.
Within fifteen (15) days of the occurrence of any one (1) of the events listed in this section, a registrant shall file a written report with the commissioner describing the event and its expected impact on the activities of the registrant:
(1) The filing for bankruptcy or reorganization by the registrant;
(2) The institution of revocation or suspension proceedings against the registrant by any state or governmental authority;
(3) The denial of the opportunity to engage in business by any state or governmental authority;
(4) Any felony indictment of the registrant or any of its officers, directors or principals, or partners;
(5) Any felony conviction of the registrant or any of its officers, directors, principals, or partners; and
(6) Other events that the commissioner may determine and identify by rule.
