State Codes and Statutes
Statutes > Tennessee > Title-48 > Chapter-2 > Part-1
48-2-101 - Short title.
48-2-102 - Part definitions.
48-2-103 - Exemptions.
48-2-104 - Securities registration requirement Civil penalty.
48-2-105 - Registration by coordination.
48-2-106 - Registration by qualification.
48-2-107 - Provisions applicable to registration generally.
48-2-108 - Stop order denying, suspending, or revoking registration.
48-2-109 - Registration of broker-dealers, agents, and investment advisers.
48-2-110 - Registration procedure.
48-2-111 - Records and reports Examinations.
48-2-112 - Denial, revocation, suspension, cancellation, or withdrawal of registration.
48-2-113 - Filing of sales and advertising literature.
48-2-114 - Unlawful representation concerning registration or exemption.
48-2-115 - Administration.
48-2-116 - Rules, forms, orders, and hearings.
48-2-117 - Administrative files and opinions.
48-2-118 - Investigations and subpoenas.
48-2-119 - Injunctions.
48-2-120 - Judicial review.
48-2-121 - Fraudulent acts or devices.
48-2-122 - Civil liabilities.
48-2-123 - Criminal prosecution.
48-2-124 - Scope of law Service of process.
48-2-125 - Notice filing and fee requirements for covered securities.
48-2-126 - Exemptions from notice filing and fee requirements.
State Codes and Statutes
Statutes > Tennessee > Title-48 > Chapter-2 > Part-1
48-2-101 - Short title.
48-2-102 - Part definitions.
48-2-103 - Exemptions.
48-2-104 - Securities registration requirement Civil penalty.
48-2-105 - Registration by coordination.
48-2-106 - Registration by qualification.
48-2-107 - Provisions applicable to registration generally.
48-2-108 - Stop order denying, suspending, or revoking registration.
48-2-109 - Registration of broker-dealers, agents, and investment advisers.
48-2-110 - Registration procedure.
48-2-111 - Records and reports Examinations.
48-2-112 - Denial, revocation, suspension, cancellation, or withdrawal of registration.
48-2-113 - Filing of sales and advertising literature.
48-2-114 - Unlawful representation concerning registration or exemption.
48-2-115 - Administration.
48-2-116 - Rules, forms, orders, and hearings.
48-2-117 - Administrative files and opinions.
48-2-118 - Investigations and subpoenas.
48-2-119 - Injunctions.
48-2-120 - Judicial review.
48-2-121 - Fraudulent acts or devices.
48-2-122 - Civil liabilities.
48-2-123 - Criminal prosecution.
48-2-124 - Scope of law Service of process.
48-2-125 - Notice filing and fee requirements for covered securities.
48-2-126 - Exemptions from notice filing and fee requirements.
State Codes and Statutes
Statutes >
Tennessee >
Title-48 >
Chapter-2 >
Part-1 48-2-101 - Short title.48-2-102 - Part definitions.48-2-103 - Exemptions.48-2-104 - Securities registration requirement Civil penalty.48-2-105 - Registration by coordination.48-2-106 - Registration by qualification.48-2-107 - Provisions applicable to registration generally.48-2-108 - Stop order denying, suspending, or revoking registration.48-2-109 - Registration of broker-dealers, agents, and investment advisers.48-2-110 - Registration procedure.48-2-111 - Records and reports Examinations.48-2-112 - Denial, revocation, suspension, cancellation, or withdrawal of registration.48-2-113 - Filing of sales and advertising literature.48-2-114 - Unlawful representation concerning registration or exemption.48-2-115 - Administration.48-2-116 - Rules, forms, orders, and hearings.48-2-117 - Administrative files and opinions.48-2-118 - Investigations and subpoenas.48-2-119 - Injunctions.48-2-120 - Judicial review.48-2-121 - Fraudulent acts or devices.48-2-122 - Civil liabilities.48-2-123 - Criminal prosecution.48-2-124 - Scope of law Service of process.48-2-125 - Notice filing and fee requirements for covered securities.48-2-126 - Exemptions from notice filing and fee requirements.
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