CHAPTER 5 - GEORGIA UNIFORM SECURITIES
- ARTICLE 1 - GENERAL PROVISIONS
- ARTICLE 2 - EXEMPTIONS
- ARTICLE 3 - REGISTRATION OF SECURITIES
- § 10-5-20 - Restrictions on sales of securities
- § 10-5-21 - Filing of records
- § 10-5-22 - Registration by coordination; additional records; effective date of federal registration statement
- § 10-5-23 - Registration by qualification; additional information and records required; effective date
- § 10-5-24 - Who may file registration statement; conditions of registration; amendment
- § 10-5-25 - Denying, suspending, or revoking the effectiveness of registration statement; publication of standards providing notice of conduct constituting violations; notice and hearing
- § 10-5-26 - Waiver or modification of requirements by Commissioner
- ARTICLE 4 - REGISTRATION OF BROKER-DEALERS, AGENTS, AND INVESTMENT ADVISORS
- § 10-5-30 - Registration requirements for broker-dealers; exemptions
- § 10-5-31 - Registration requirements for agents; exemptions
- § 10-5-32 - Registration requirements for investment advisors; exemptions
- § 10-5-33 - Registration requirement for investment adviser representatives; exemptions
- § 10-5-34 - Registration requirements for federal covered investment advisers
- § 10-5-35 - Application; consent to service of process
- § 10-5-36 - Change of name; change of control
- § 10-5-37 - Notice of termination
- § 10-5-38 - Withdrawal of registration
- § 10-5-39 - Fees
- § 10-5-40 - Financial requirements
- § 10-5-41 - Denial of or placement of conditions or limitations on registration
- ARTICLE 5 - VIOLATIONS, PENALTIES, AND CIVIL LIABILITY
- § 10-5-50 - Unlawful practices with offer, sale, or purchase of security
- § 10-5-51 - Fraud or deceit unlawful; adoption of rule
- § 10-5-52 - Civil and criminal proceedings
- § 10-5-53 - Order or rule may require filing of prospectus and additional information
- § 10-5-54 - Unlawful to make false or misleading statements
- § 10-5-55 - Filing under this chapter does not constitute a finding by Commissioner that records are accurate or upon the merits or qualifications of any person
- § 10-5-56 - Liability for defamation related to information contained in record
- § 10-5-57 - Penalties for violations
- § 10-5-58 - Enforcement of civil liability; damages
- § 10-5-59 - Exemptions to liability
- ARTICLE 6 - ADMINISTRATION
- § 10-5-70 - Administration of chapter; Commissioner of Securities; authority
- § 10-5-71 - Powers of Commissioner
- § 10-5-72 - Violations; remedies and penalties
- § 10-5-73 - Cease and desist orders; denying, revoking, or conditioning exemptions for broker-dealers
- § 10-5-74 - Issuance of forms and orders; adoption and amendment of rules
- § 10-5-75 - Register of applications for registration of securities; registration statements; notice filings; notices of claims; furnishing of rules, forms, orders, and records to the public
- § 10-5-76 - Public records; exceptions
- § 10-5-77 - Intergovernmental cooperation, coordination, and consultation; sharing of records and information
- § 10-5-78 - Rules and orders issued under this chapter subject to judicial review
- § 10-5-79 - Applicability of chapter to certain offers to purchase or sell
- § 10-5-80 - Consent to service of process
- ARTICLE 7 - APPLICABILITY OF PREDECESSOR PROVISIONS