State Codes and Statutes
Statutes > Georgia > Title-10 > Chapter-5 > Article-4
§ 10-5-30 - Registration requirements for broker-dealers; exemptions
§ 10-5-31 - Registration requirements for agents; exemptions
§ 10-5-32 - Registration requirements for investment advisors; exemptions
§ 10-5-33 - Registration requirement for investment adviser representatives; exemptions
§ 10-5-34 - Registration requirements for federal covered investment advisers
§ 10-5-35 - Application; consent to service of process
§ 10-5-36 - Change of name; change of control
§ 10-5-37 - Notice of termination
§ 10-5-38 - Withdrawal of registration
§ 10-5-39 - Fees
§ 10-5-40 - Financial requirements
§ 10-5-41 - Denial of or placement of conditions or limitations on registration
State Codes and Statutes
Statutes > Georgia > Title-10 > Chapter-5 > Article-4
§ 10-5-30 - Registration requirements for broker-dealers; exemptions
§ 10-5-31 - Registration requirements for agents; exemptions
§ 10-5-32 - Registration requirements for investment advisors; exemptions
§ 10-5-33 - Registration requirement for investment adviser representatives; exemptions
§ 10-5-34 - Registration requirements for federal covered investment advisers
§ 10-5-35 - Application; consent to service of process
§ 10-5-36 - Change of name; change of control
§ 10-5-37 - Notice of termination
§ 10-5-38 - Withdrawal of registration
§ 10-5-39 - Fees
§ 10-5-40 - Financial requirements
§ 10-5-41 - Denial of or placement of conditions or limitations on registration
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