ARTICLE 8 - INVESTMENT SECURITIES
- PART 1 - SHORT TITLE AND GENERAL MATTERS
- § 11-8-101 - Short title
- § 11-8-102 - Definitions
- § 11-8-103 - Rules for determining whether certain obligations and interests are securities or financial assets
- § 11-8-104 - Acquisition of security or financial asset or interest therein
- § 11-8-105 - Notice of adverse claim
- § 11-8-106 - Control
- § 11-8-107 - Whether indorsement, instruction, or entitlement order is effective
- § 11-8-108 - Warranties in direct holding
- § 11-8-109 - Warranties in indirect holding
- § 11-8-110 - Applicability; choice of law
- § 11-8-111 - Clearing corporation rules
- § 11-8-112 - Creditor's legal process
- § 11-8-113 - Statute of frauds inapplicable
- § 11-8-114 - Evidentiary rules concerning certificated securities
- § 11-8-115 - Securities intermediary and others not liable to adverse claimant
- § 11-8-116 - Securities intermediary as purchaser for value
- PART 2 - ISSUE AND ISSUER
- § 11-8-201 - Issuer
- § 11-8-202 - Issuer's responsibility and defenses; notice of defect or defense
- § 11-8-203 - Staleness as notice of defect or defense
- § 11-8-204 - Effect of issuer's restriction on transfer
- § 11-8-205 - Effect of unauthorized signature on security certificate
- § 11-8-206 - Completion or alteration of security certificate
- § 11-8-207 - Rights and duties of issuer with respect to registered owners
- § 11-8-208 - Effect of signature of authenticating trustee, registrar, or transfer agent
- § 11-8-209 - Issuer's lien
- § 11-8-210 - Overissue
- PART 3 - TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES
- PART 4 - REGISTRATION
- § 11-8-401 - Duty of issuer to register transfer
- § 11-8-402 - Assurance that indorsement or instruction is effective
- § 11-8-403 - Demand that issuer not register transfer
- § 11-8-404 - Wrongful registration
- § 11-8-405 - Replacement of lost, destroyed, or wrongfully taken security certificate
- § 11-8-406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
- § 11-8-407 - Authenticating trustee, transfer agent, and registrar
- PART 5 - SECURITY ENTITLEMENTS
- § 11-8-501 - Securities account; acquisition of security entitlement from securities intermediary
- § 11-8-502 - Assertion of adverse claim against entitlement holder
- § 11-8-503 - Property interest of entitlement holder in financial asset held by securities intermediary
- § 11-8-504 - Duty of securities intermediary to maintain financial asset
- § 11-8-505 - Duty of securities intermediary with respect to payments and distributions
- § 11-8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder
- § 11-8-507 - Duty of securities intermediary to comply with entitlement order
- § 11-8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding
- § 11-8-509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holde
- § 11-8-510 - Rights of purchaser of security entitlement from entitlement holder
- § 11-8-511 - Priority among security interests and entitlement holders
- PART 6 - TRANSITION PROVISIONS FOR REVISED ARTICLE 8 AND CONFORMING AMENDMENTS TO ARTICLES 1, 3, 4, 5, 9, AND 10