CHAPTER 8 INVESTMENT SECURITIES
- PART 1. SHORT TITLE AND GENERAL MATTERS
- 28-8-101 SHORT TITLE.
- 28-8-102 DEFINITIONS.
- 28-8-103 RULES FOR DETERMINING WHETHER CERTAIN OBLIGATIONS AND INTERESTS ARE SECURITIES OR FINANCIAL ASSETS.
- 28-8-104 ACQUISITION OF SECURITY OR FINANCIAL ASSET OR INTEREST THEREIN.
- 28-8-105 NOTICE OF ADVERSE CLAIM.
- 28-8-106 CONTROL.
- 28-8-107 WHETHER INDORSEMENT, INSTRUCTION OR ENTITLEMENT ORDER IS EFFECTIVE.
- 28-8-108 WARRANTIES IN DIRECT HOLDING.
- 28-8-109 WARRANTIES IN INDIRECT HOLDING.
- 28-8-110 APPLICABILITY AND CHOICE OF LAW.
- 28-8-111 CLEARING CORPORATION RULES.
- 28-8-112 CREDITOR'S LEGAL PROCESS.
- 28-8-113 STATUTE OF FRAUDS INAPPLICABLE.
- 28-8-114 EVIDENTIARY RULES CONCERNING CERTIFICATED SECURITIES.
- 28-8-115 SECURITIES INTERMEDIARY AND OTHERS NOT LIABLE TO ADVERSE CLAIMANT.
- 28-8-116 SECURITIES INTERMEDIARY AS PURCHASER FOR VALUE.
- 28-8-117 SAVINGS CLAUSE.
- PART 2. ISSUE AND ISSUER
- 28-8-201 ISSUER.
- 28-8-202 ISSUER'S RESPONSIBILITY AND DEFENSES AND NOTICE OF DEFECT OR DEFENSE.
- 28-8-203 STALENESS AS NOTICE OF DEFECT OR DEFENSE.
- 28-8-204 EFFECT OF ISSUER'S RESTRICTION ON TRANSFER.
- 28-8-205 EFFECT OF UNAUTHORIZED SIGNATURE ON SECURITY CERTIFICATE.
- 28-8-206 COMPLETION OR ALTERATION OF SECURITY CERTIFICATE.
- 28-8-207 RIGHTS AND DUTIES OF ISSUER WITH RESPECT TO REGISTERED OWNERS.
- 28-8-208 EFFECT OF SIGNATURE OF AUTHENTICATING TRUSTEE, REGISTRAR OR TRANSFER AGENT.
- 28-8-209 ISSUER'S LIEN.
- 28-8-210 OVERISSUE.
- PART 3. TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES
- PART 4. REGISTRATION
- 28-8-401 DUTY OF ISSUER TO REGISTER TRANSFER.
- 28-8-402 ASSURANCE THAT INDORSEMENT OR INSTRUCTION IS EFFECTIVE.
- 28-8-403 DEMAND THAT ISSUER NOT REGISTER TRANSFER.
- 28-8-404 WRONGFUL REGISTRATION.
- 28-8-405 REPLACEMENT OF LOST, DESTROYED, OR WRONGFULLY TAKEN SECURITY CERTIFICATE.
- 28-8-406 OBLIGATION TO NOTIFY ISSUER OF LOST, DESTROYED OR WRONGFULLY TAKEN SECURITY CERTIFICATE.
- 28-8-407 AUTHENTICATING TRUSTEE, TRANSFER AGENT, AND REGISTRAR.
- PART 5. SECURITY ENTITLEMENTS
- 28-8-501 SECURITIES ACCOUNT AND ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES INTERMEDIARY.
- 28-8-502 ASSERTION OF ADVERSE CLAIM AGAINST ENTITLEMENT HOLDER.
- 28-8-503 PROPERTY INTEREST OF ENTITLEMENT HOLDER IN FINANCIAL ASSET HELD BY SECURITIES INTERMEDIARY.
- 28-8-504 DUTY OF SECURITIES INTERMEDIARY TO MAINTAIN FINANCIAL ASSET.
- 28-8-505 DUTY OF SECURITIES INTERMEDIARY WITH RESPECT TO PAYMENTS AND DISTRIBUTIONS.
- 28-8-506 DUTY OF SECURITIES INTERMEDIARY TO EXERCISE RIGHTS AS DIRECTED BY ENTITLEMENT HOLDER.
- 28-8-507 DUTY OF SECURITIES INTERMEDIARY TO COMPLY WITH ENTITLEMENT ORDER.
- 28-8-508 DUTY OF SECURITIES INTERMEDIARY TO CHANGE ENTITLEMENT HOLDER'S POSITION TO OTHER FORM OF SECURITY HOLDING.
- 28-8-509 SPECIFICATION OF DUTIES OF SECURITIES INTERMEDIARY BY OTHER STATUTE OR REGULATION -- MANNER OF PERFORMANCE OF DUTIES OF SECURITIES INTERMEDIARY AND EXERCISE OF RIGHTS OF ENTITLEMENT HOLDER.
- 28-8-510 RIGHTS OF PURCHASER OF SECURITY ENTITLEMENT FROM ENTITLEMENT HOLDER.
- 28-8-511 PRIORITY AMONG SECURITY INTERESTS AND ENTITLEMENT HOLDERS.