21.20.050 - Application for registration -- Filing of documents -- Consent to service of process -- Fee.
Application for registration โ Filing of documents โ Consent to service of process โ Fee.
(1) A broker-dealer, salesperson, investment adviser, or investment adviser representative may apply for registration by filing with the director or his authorized agent an application together with a consent to service of process in such form as the director shall prescribe and payment of the fee prescribed in RCW 21.20.340.
(2) A federal covered adviser shall file such documents as the director may, by rule or otherwise, require together with a consent to service of process and the payment of the fee prescribed in RCW 21.20.340.
[1998 c 15 ยง 4; 1994 c 256 ยง 6; 1981 c 272 ยง 1; 1979 ex.s. c 68 ยง 3; 1975 1st ex.s. c 84 ยง 3; 1961 c 37 ยง 2; 1959 c 282 ยง 5.]
Notes: Findings -- Construction -- 1994 c 256: See RCW 43.320.007.