State Codes and Statutes
Statutes > Washington > Title-33 > 33-48 > 33-48-200Permit authorizing sale of stock — Application — Contents.
An application for a permit to sell stock shall be in writing and shall be filed in the office of the director by the association.
The application shall include the following:
(1) Regarding the association:
(a) The names and addresses of its officers;
(b) The location of its office;
(c) An itemized account of its financial condition within ninety days of the filing date; and
(d) A copy of all minutes of any proceedings of its directors, shareholders, or stockholders relating to or affecting the issue of such stock;
(2) Regarding the offering:
(a) The names and addresses of the selling stockholders and of the officers of any selling corporation and the partners of any selling partnership;
(b) A copy of any contract concerning the sale of the stock;
(c) A copy of a prospectus or advertisement or other description of the stock prepared for distribution or publication in accordance with requirements prescribed by the director;
(d) A brief description of the method by which the stock is to be offered for sale including the offering price and the underwriting commissions and expense, if any; and
(3) Such additional information as the director may require.
[1994 c 92 § 486; 1982 c 3 § 102; 1973 c 130 § 10.]
Notes: Severability -- 1982 c 3: See note following RCW 33.04.002.
Severability -- 1973 c 130: See note following RCW 33.24.350.
