State Codes and Statutes

Statutes > New-york > Pbh > Article-28-e > 2899-a

§   2899-a.  Requests  for  criminal  history  information  concerning  prospective employees. 1. A provider shall request that  the  department  check,  and  upon  such request the department shall check its permanent  record according to this section for a determination  on  a  prospective  employee.  If  a  permanent  record  does  not exist for the prospective  employee, the department shall be  authorized  to  request  and  receive  criminal  history  information  concerning the prospective employee from  the division  of  criminal  justice  services  in  accordance  with  the  provisions  of  section eight hundred forty-five-b of the executive law.  Access to and the use of such  information  shall  be  governed  by  the  provisions of such section. The division of criminal justice services is  authorized to submit fingerprints to the federal bureau of investigation  for a national criminal history record check.    2.  To  the  extent  permitted by law, a provider shall request from a  prospective employee a sworn statement disclosing any prior  finding  of  patient or resident abuse, or a criminal conviction in this state or any  other  jurisdiction.  Providers  shall  evaluate  such statements in all  hiring  decisions,  including  any  temporary  approvals  allowed  under  subdivision   eleven  of  section  eight  hundred  forty-five-b  of  the  executive law and subdivision ten of this section.    3. No person who has been fingerprinted pursuant to this  article  and  whose  fingerprints remain on file with the division of criminal justice  services shall be required to undergo fingerprinting for purposes  of  a  new state check required by this article.    4.  The  commissioner  shall  promulgate  all  rules  and  regulations  necessary to implement the  provisions  of  this  article,  which  shall  include  convenient  procedures  for  prospective  employees to promptly  verify the accuracy of their criminal history information  and,  to  the  extent  authorized  by law, to have access to relevant documents related  thereto.    5. Nothing in this article shall be construed or interpreted to in any  way diminish  the  integrity  of  any  collective  bargaining  agreement  negotiated  on  or  before  April  first,  two  thousand five between an  employer and any certified or authorized collective bargaining agent for  employees, or to diminish rights which accrue to such employees pursuant  to such agreements.    6. The department may accept digital fingerprint images or  any  other  acceptable   technological   devices  used  to  obtain  and/or  transmit  fingerprint images for the purposes of this article, as provided for  in  the  rules  and  regulations  created  by  the  commissioner pursuant to  subdivision four of this section. To  the  extent  funds  are  available  therefor,  grants  to  assist  and facilitate the purchase of technology  shall be made available  to  providers  who  demonstrate  the  need  for  financial assistance as determined by the department.    7.  The  department promptly shall make all determinations and actions  required by subdivision five of section eight  hundred  forty-five-b  of  the  executive  law upon receipt of the information from the division of  criminal justice services and the federal bureau of  investigation.  The  department  shall  create  a permanent record, update the information in  accordance with section eight hundred forty-five-b of the executive  law  and make such records available to providers pursuant to this section.    8.   The   department   shall   allow  all  providers  access  to  any  determination made upon a prospective employee  at  such  time  as  such  prospective  employee  presents  himself or herself to such provider for  employment. In the event that the prospective employee has  a  permanent  record  already  on  file with the department, this information promptly  shall be made available  to  the  provider  who  intends  to  hire  such  prospective employee.9.  (a)  In  the event that funds are appropriated in any given fiscal  year for the reimbursement for the  costs  of  providing  such  criminal  history  information,  reimbursement  shall  be  made  available  in  an  equitable  and  direct  manner  for  the  projected  cost  of  the   fee  established pursuant to law by the division of criminal justice services  for  processing a criminal history information check, the fee imposed by  the federal bureau of investigation  for  a  national  criminal  history  check,  and  costs  associated  with  obtaining  the fingerprints to all  providers licensed, but not certified under article thirty-six  of  this  chapter, including those that are subject to this article and are unable  to  access  direct reimbursement from state and/or federal funded health  programs.    (b) Residential health care facilities licensed  pursuant  to  article  twenty-eight of this chapter and certified home health care agencies and  long-term  home  health  care programs certified or approved pursuant to  article thirty-six of this chapter, may, subject to the availability  of  federal  financial  participation, claim as reimbursable costs under the  medical  assistance  program,  costs  reflecting  the  fee   established  pursuant  to  law  by  the  division  of  criminal  justice services for  processing a criminal history information check, the fee imposed by  the  federal  bureau  of investigation for a national criminal history check,  and costs associated with obtaining the fingerprints, provided, however,  that for the purposes  of  determining  rates  of  payment  pursuant  to  article  twenty-eight  of  this  chapter  for  residential  health  care  facilities, such reimbursable fees  and  costs  shall  be  reflected  as  timely as practicable in such rates within the applicable rate period.    10.  Notwithstanding  subdivision  eleven  of  section  eight  hundred  forty-five-b of the executive  law,  a  certified  home  health  agency,  licensed home care services agency or long term home health care program  certified, licensed or approved under article thirty-six of this chapter  or  a  home  care services agency exempt from certification or licensure  under article thirty-six of  this  chapter  may  temporarily  approve  a  prospective   employee   while  the  results  of  the  criminal  history  information check and the determination are pending, upon the  condition  that the provider conducts appropriate direct observation and evaluation  of  the temporary employee, while he or she is temporarily employed, and  the care recipient. The results of such observations shall be documented  in the temporary employee's personnel file and shall be maintained.  For  purposes   of   providing   such   appropriate  direct  observation  and  evaluation, the provider shall utilize an individual  employed  by  such  provider  with  a  minimum of one year's experience working in an agency  certified,  licensed  or  approved  under  article  thirty-six  of  this  chapter.  If  the  temporary  employee  is  working  under contract with  another  provider  certified,  licensed  or   approved   under   article  thirty-six  of this chapter, such contract provider's appropriate direct  observation  and  evaluation  of  the  temporary  employee,   shall   be  considered   sufficient   for   the  purposes  of  complying  with  this  subdivision.    11. No provider shall seek, directly or indirectly, to obtain  from  a  prospective employee, temporary employee or employee compensation in any  form  for  the  payment of the fee or any facility costs associated with  obtaining the  criminal  history  information  check  required  by  this  article.    12. This article shall be deemed to supersede and apply in lieu of any  local  laws  or  laws  of  any political subdivision of the state or any  regulations of the department requiring a criminal history record  check  to the extent provided for in this article.

State Codes and Statutes

Statutes > New-york > Pbh > Article-28-e > 2899-a

§   2899-a.  Requests  for  criminal  history  information  concerning  prospective employees. 1. A provider shall request that  the  department  check,  and  upon  such request the department shall check its permanent  record according to this section for a determination  on  a  prospective  employee.  If  a  permanent  record  does  not exist for the prospective  employee, the department shall be  authorized  to  request  and  receive  criminal  history  information  concerning the prospective employee from  the division  of  criminal  justice  services  in  accordance  with  the  provisions  of  section eight hundred forty-five-b of the executive law.  Access to and the use of such  information  shall  be  governed  by  the  provisions of such section. The division of criminal justice services is  authorized to submit fingerprints to the federal bureau of investigation  for a national criminal history record check.    2.  To  the  extent  permitted by law, a provider shall request from a  prospective employee a sworn statement disclosing any prior  finding  of  patient or resident abuse, or a criminal conviction in this state or any  other  jurisdiction.  Providers  shall  evaluate  such statements in all  hiring  decisions,  including  any  temporary  approvals  allowed  under  subdivision   eleven  of  section  eight  hundred  forty-five-b  of  the  executive law and subdivision ten of this section.    3. No person who has been fingerprinted pursuant to this  article  and  whose  fingerprints remain on file with the division of criminal justice  services shall be required to undergo fingerprinting for purposes  of  a  new state check required by this article.    4.  The  commissioner  shall  promulgate  all  rules  and  regulations  necessary to implement the  provisions  of  this  article,  which  shall  include  convenient  procedures  for  prospective  employees to promptly  verify the accuracy of their criminal history information  and,  to  the  extent  authorized  by law, to have access to relevant documents related  thereto.    5. Nothing in this article shall be construed or interpreted to in any  way diminish  the  integrity  of  any  collective  bargaining  agreement  negotiated  on  or  before  April  first,  two  thousand five between an  employer and any certified or authorized collective bargaining agent for  employees, or to diminish rights which accrue to such employees pursuant  to such agreements.    6. The department may accept digital fingerprint images or  any  other  acceptable   technological   devices  used  to  obtain  and/or  transmit  fingerprint images for the purposes of this article, as provided for  in  the  rules  and  regulations  created  by  the  commissioner pursuant to  subdivision four of this section. To  the  extent  funds  are  available  therefor,  grants  to  assist  and facilitate the purchase of technology  shall be made available  to  providers  who  demonstrate  the  need  for  financial assistance as determined by the department.    7.  The  department promptly shall make all determinations and actions  required by subdivision five of section eight  hundred  forty-five-b  of  the  executive  law upon receipt of the information from the division of  criminal justice services and the federal bureau of  investigation.  The  department  shall  create  a permanent record, update the information in  accordance with section eight hundred forty-five-b of the executive  law  and make such records available to providers pursuant to this section.    8.   The   department   shall   allow  all  providers  access  to  any  determination made upon a prospective employee  at  such  time  as  such  prospective  employee  presents  himself or herself to such provider for  employment. In the event that the prospective employee has  a  permanent  record  already  on  file with the department, this information promptly  shall be made available  to  the  provider  who  intends  to  hire  such  prospective employee.9.  (a)  In  the event that funds are appropriated in any given fiscal  year for the reimbursement for the  costs  of  providing  such  criminal  history  information,  reimbursement  shall  be  made  available  in  an  equitable  and  direct  manner  for  the  projected  cost  of  the   fee  established pursuant to law by the division of criminal justice services  for  processing a criminal history information check, the fee imposed by  the federal bureau of investigation  for  a  national  criminal  history  check,  and  costs  associated  with  obtaining  the fingerprints to all  providers licensed, but not certified under article thirty-six  of  this  chapter, including those that are subject to this article and are unable  to  access  direct reimbursement from state and/or federal funded health  programs.    (b) Residential health care facilities licensed  pursuant  to  article  twenty-eight of this chapter and certified home health care agencies and  long-term  home  health  care programs certified or approved pursuant to  article thirty-six of this chapter, may, subject to the availability  of  federal  financial  participation, claim as reimbursable costs under the  medical  assistance  program,  costs  reflecting  the  fee   established  pursuant  to  law  by  the  division  of  criminal  justice services for  processing a criminal history information check, the fee imposed by  the  federal  bureau  of investigation for a national criminal history check,  and costs associated with obtaining the fingerprints, provided, however,  that for the purposes  of  determining  rates  of  payment  pursuant  to  article  twenty-eight  of  this  chapter  for  residential  health  care  facilities, such reimbursable fees  and  costs  shall  be  reflected  as  timely as practicable in such rates within the applicable rate period.    10.  Notwithstanding  subdivision  eleven  of  section  eight  hundred  forty-five-b of the executive  law,  a  certified  home  health  agency,  licensed home care services agency or long term home health care program  certified, licensed or approved under article thirty-six of this chapter  or  a  home  care services agency exempt from certification or licensure  under article thirty-six of  this  chapter  may  temporarily  approve  a  prospective   employee   while  the  results  of  the  criminal  history  information check and the determination are pending, upon the  condition  that the provider conducts appropriate direct observation and evaluation  of  the temporary employee, while he or she is temporarily employed, and  the care recipient. The results of such observations shall be documented  in the temporary employee's personnel file and shall be maintained.  For  purposes   of   providing   such   appropriate  direct  observation  and  evaluation, the provider shall utilize an individual  employed  by  such  provider  with  a  minimum of one year's experience working in an agency  certified,  licensed  or  approved  under  article  thirty-six  of  this  chapter.  If  the  temporary  employee  is  working  under contract with  another  provider  certified,  licensed  or   approved   under   article  thirty-six  of this chapter, such contract provider's appropriate direct  observation  and  evaluation  of  the  temporary  employee,   shall   be  considered   sufficient   for   the  purposes  of  complying  with  this  subdivision.    11. No provider shall seek, directly or indirectly, to obtain  from  a  prospective employee, temporary employee or employee compensation in any  form  for  the  payment of the fee or any facility costs associated with  obtaining the  criminal  history  information  check  required  by  this  article.    12. This article shall be deemed to supersede and apply in lieu of any  local  laws  or  laws  of  any political subdivision of the state or any  regulations of the department requiring a criminal history record  check  to the extent provided for in this article.

State Codes and Statutes

State Codes and Statutes

Statutes > New-york > Pbh > Article-28-e > 2899-a

§   2899-a.  Requests  for  criminal  history  information  concerning  prospective employees. 1. A provider shall request that  the  department  check,  and  upon  such request the department shall check its permanent  record according to this section for a determination  on  a  prospective  employee.  If  a  permanent  record  does  not exist for the prospective  employee, the department shall be  authorized  to  request  and  receive  criminal  history  information  concerning the prospective employee from  the division  of  criminal  justice  services  in  accordance  with  the  provisions  of  section eight hundred forty-five-b of the executive law.  Access to and the use of such  information  shall  be  governed  by  the  provisions of such section. The division of criminal justice services is  authorized to submit fingerprints to the federal bureau of investigation  for a national criminal history record check.    2.  To  the  extent  permitted by law, a provider shall request from a  prospective employee a sworn statement disclosing any prior  finding  of  patient or resident abuse, or a criminal conviction in this state or any  other  jurisdiction.  Providers  shall  evaluate  such statements in all  hiring  decisions,  including  any  temporary  approvals  allowed  under  subdivision   eleven  of  section  eight  hundred  forty-five-b  of  the  executive law and subdivision ten of this section.    3. No person who has been fingerprinted pursuant to this  article  and  whose  fingerprints remain on file with the division of criminal justice  services shall be required to undergo fingerprinting for purposes  of  a  new state check required by this article.    4.  The  commissioner  shall  promulgate  all  rules  and  regulations  necessary to implement the  provisions  of  this  article,  which  shall  include  convenient  procedures  for  prospective  employees to promptly  verify the accuracy of their criminal history information  and,  to  the  extent  authorized  by law, to have access to relevant documents related  thereto.    5. Nothing in this article shall be construed or interpreted to in any  way diminish  the  integrity  of  any  collective  bargaining  agreement  negotiated  on  or  before  April  first,  two  thousand five between an  employer and any certified or authorized collective bargaining agent for  employees, or to diminish rights which accrue to such employees pursuant  to such agreements.    6. The department may accept digital fingerprint images or  any  other  acceptable   technological   devices  used  to  obtain  and/or  transmit  fingerprint images for the purposes of this article, as provided for  in  the  rules  and  regulations  created  by  the  commissioner pursuant to  subdivision four of this section. To  the  extent  funds  are  available  therefor,  grants  to  assist  and facilitate the purchase of technology  shall be made available  to  providers  who  demonstrate  the  need  for  financial assistance as determined by the department.    7.  The  department promptly shall make all determinations and actions  required by subdivision five of section eight  hundred  forty-five-b  of  the  executive  law upon receipt of the information from the division of  criminal justice services and the federal bureau of  investigation.  The  department  shall  create  a permanent record, update the information in  accordance with section eight hundred forty-five-b of the executive  law  and make such records available to providers pursuant to this section.    8.   The   department   shall   allow  all  providers  access  to  any  determination made upon a prospective employee  at  such  time  as  such  prospective  employee  presents  himself or herself to such provider for  employment. In the event that the prospective employee has  a  permanent  record  already  on  file with the department, this information promptly  shall be made available  to  the  provider  who  intends  to  hire  such  prospective employee.9.  (a)  In  the event that funds are appropriated in any given fiscal  year for the reimbursement for the  costs  of  providing  such  criminal  history  information,  reimbursement  shall  be  made  available  in  an  equitable  and  direct  manner  for  the  projected  cost  of  the   fee  established pursuant to law by the division of criminal justice services  for  processing a criminal history information check, the fee imposed by  the federal bureau of investigation  for  a  national  criminal  history  check,  and  costs  associated  with  obtaining  the fingerprints to all  providers licensed, but not certified under article thirty-six  of  this  chapter, including those that are subject to this article and are unable  to  access  direct reimbursement from state and/or federal funded health  programs.    (b) Residential health care facilities licensed  pursuant  to  article  twenty-eight of this chapter and certified home health care agencies and  long-term  home  health  care programs certified or approved pursuant to  article thirty-six of this chapter, may, subject to the availability  of  federal  financial  participation, claim as reimbursable costs under the  medical  assistance  program,  costs  reflecting  the  fee   established  pursuant  to  law  by  the  division  of  criminal  justice services for  processing a criminal history information check, the fee imposed by  the  federal  bureau  of investigation for a national criminal history check,  and costs associated with obtaining the fingerprints, provided, however,  that for the purposes  of  determining  rates  of  payment  pursuant  to  article  twenty-eight  of  this  chapter  for  residential  health  care  facilities, such reimbursable fees  and  costs  shall  be  reflected  as  timely as practicable in such rates within the applicable rate period.    10.  Notwithstanding  subdivision  eleven  of  section  eight  hundred  forty-five-b of the executive  law,  a  certified  home  health  agency,  licensed home care services agency or long term home health care program  certified, licensed or approved under article thirty-six of this chapter  or  a  home  care services agency exempt from certification or licensure  under article thirty-six of  this  chapter  may  temporarily  approve  a  prospective   employee   while  the  results  of  the  criminal  history  information check and the determination are pending, upon the  condition  that the provider conducts appropriate direct observation and evaluation  of  the temporary employee, while he or she is temporarily employed, and  the care recipient. The results of such observations shall be documented  in the temporary employee's personnel file and shall be maintained.  For  purposes   of   providing   such   appropriate  direct  observation  and  evaluation, the provider shall utilize an individual  employed  by  such  provider  with  a  minimum of one year's experience working in an agency  certified,  licensed  or  approved  under  article  thirty-six  of  this  chapter.  If  the  temporary  employee  is  working  under contract with  another  provider  certified,  licensed  or   approved   under   article  thirty-six  of this chapter, such contract provider's appropriate direct  observation  and  evaluation  of  the  temporary  employee,   shall   be  considered   sufficient   for   the  purposes  of  complying  with  this  subdivision.    11. No provider shall seek, directly or indirectly, to obtain  from  a  prospective employee, temporary employee or employee compensation in any  form  for  the  payment of the fee or any facility costs associated with  obtaining the  criminal  history  information  check  required  by  this  article.    12. This article shall be deemed to supersede and apply in lieu of any  local  laws  or  laws  of  any political subdivision of the state or any  regulations of the department requiring a criminal history record  check  to the extent provided for in this article.